Compliance Analyst
1 day ago
We are seeking a sharp, adaptable, and proactive Compliance Analyst / Associate to join our Singapore-based regulatory team. This role offers exposure to wholesale financial services and adjacent regulated industries—insurance, law, audit, fintech—and is ideal for a candidate who wants to grow fast, think independently, and work on cross-border regulatory issues with global clients.
Key Responsibilities· Draft, refine, and maintain compliance policies and procedures across multiple jurisdictions (e.g., MAS, SFC, FCA, SEC)
· Support regulatory filings, licensing documentation, and audit preparation for financial and operational reviews
· Maintain compliance indicators and control logs, including breaches, PA dealing, conflicts, and AML/KYC records
· Use Excel to manage compliance registers, build dashboards, and automate reporting templates
· Conduct and escalate trade surveillance reviews, including post-trade monitoring and exception analysis
· Translate and review Mandarin-language documents, liaising with Mandarin-speaking clients and regulators as needed
· Perform regulatory research to track legal developments and conduct impact assessments
· Collaborate with consultants and client stakeholders on process improvements, audits, and workflow documentation
Required Skills & Experience· –5 years in compliance, audit, legal, or regulatory operations
· Fluency in English and Mandarin, both spoken and written
· Strong Excel skills (formulas, pivot tables, data cleaning)
· Familiarity with MAS, SFA, FAA, and broader APAC regulatory regimes
· Excellent written communication and organizational skills
Preferred Backgrounds· Buy-side / sell-side compliance and ops
· Insurance, law firms, or consultants with regulatory exposure
· Big 4 audit or advisory teams
· Professionals supporting internal audit, licensing, or governance
· Former MAS officers
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