Compliance Analyst

20 hours ago


Downtown Core, Singapore Optionality Consulting Pte. Ltd. Full time $90,000 - $120,000 per year
About the Role

We are seeking a sharp, adaptable, and proactive Compliance Analyst / Associate to join our Singapore-based regulatory team. This role offers exposure to wholesale financial services and adjacent regulated industries—insurance, law, audit, fintech—and is ideal for a candidate who wants to grow fast, think independently, and work on cross-border regulatory issues with global clients.

Key Responsibilities

·       Draft, refine, and maintain compliance policies and procedures across multiple jurisdictions (e.g., MAS, SFC, FCA, SEC)

·       Support regulatory filings, licensing documentation, and audit preparation for financial and operational reviews

· Maintain compliance indicators and control logs, including breaches, PA dealing, conflicts, and AML/KYC records

·       Use Excel to manage compliance registers, build dashboards, and automate reporting templates

·       Conduct and escalate trade surveillance reviews, including post-trade monitoring and exception analysis

·       Translate and review Mandarin-language documents, liaising with Mandarin-speaking clients and regulators as needed

· Perform regulatory research to track legal developments and conduct impact assessments

·       Collaborate with consultants and client stakeholders on process improvements, audits, and workflow documentation

Required Skills & Experience

· –5 years in compliance, audit, legal, or regulatory operations

· Fluency in English and Mandarin, both spoken and written

·       Strong Excel skills (formulas, pivot tables, data cleaning)

·       Familiarity with MAS, SFA, FAA, and broader APAC regulatory regimes

·       Excellent written communication and organizational skills

Preferred Backgrounds

·       Buy-side / sell-side compliance and ops

· Insurance, law firms, or consultants with regulatory exposure

·       Big 4 audit or advisory teams

·       Professionals supporting internal audit, licensing, or governance

·       Former MAS officers



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