Contract Executive, Investment Ops
2 days ago
Senior Executive / Assistant Manager, Investment Operational Risk
The Investment Operational Risk and Compliance team is part of the Risk Management Department which drives risk management agenda, ensures sound and effective risk management framework and promotes risk culture. The team oversees and conducts the operational risk management function for Income's Investment related activities and ensures these activities are compliant with applicable laws, regulations, and internal standards. We are looking for a strong and pro-active team player who wants to grow with Income to join us.
Your main responsibilities will include:
Investment Operational Risk
- Drive and Support the Investment Operation Risk framework, procedures, and related activities, in the areas of Risk
Management / 2nd Line of Defence.
- Conduct the Incident Notification and Reporting (Ops Loss) for Investment related activities
- Provide support to Risk and Control Self-Assessment (RCSA), Control Testing and Quality Assurance Review, and recommend enhancements on adequacy of the design of internal controls and processes
- Review the Investment Management Agreement (IMAs), Investment Portfolios Guidelines, Subscription Documents and other requests from our Investment Teams.
- Review the Investment Breach Register and Investment's team standard operating procedures (SOP) on a regular basis.
- Participate to the regular review on External Fund Managers.
- Coordinate and prepare Monthly Incident Reporting with the Investment personnel for Risk Management reporting
- Coordinate and support for Substantial Shareholding reporting for other jurisdictions other than SG
Investment Compliance (Regulatory)
- Support to the Investment Compliance (Regulatory) framework, policies, procedures, and related activities (i.e., assessment, dissemination and advisory on Regulations applicable to Investment activities)
- Review and assess Investment Regulatory Breaches, prepare notification to Authorities
- Report and escalate compliance shortcomings, violations and breaches to Senior Management, Board committees, and Authorities.
- Contribute in the preparation of compliance report on a quarterly basis
- Review on Personal Investment Disclosure Quarterly Checks
- Review on Related Party Transactions Check on a quarterly basis
Qualifications
- Degree in Accounting, Finance, Law or equivalent
- Experience in Asset Management / Investment will be preferable
- Minimum 3 to 5 years of relevant experience either in Portfolios Operations or Investment Compliance or Operational Risk
- Familiar with MAS regulations, notices and guidelines with respect to Fund Management and Insurance Investments will be a plus (e.g. Securities & Futures Act, Code of Collective Investment Schemes, MAS Notice 307, CPF Investment Guidelines).
- Good in communication and writing skills, able to present to and engage with different audience
- Team player with good interpersonal skill, able to work independently as well
- Analytical skills
-
Treasury & Investment Ops Specialist - MariBank
2 weeks ago
Singapore MariBank Full timeTreasury & Investment Ops Specialist - MariBank Join to apply for the Treasury & Investment Ops Specialist - MariBank role at MariBank Treasury & Investment Ops Specialist - MariBank 1 week ago Be among the first 25 applicants Join to apply for the Treasury & Investment Ops Specialist - MariBank role at MariBank Manage end-to-end operational flow for...
-
Singapore GIC Investment Full time**Location**:Singapore, SG **Job Function**:Investment Services Public Markets **Job Type**:Contract **Req ID**:16282 - GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
-
Treasury & Investment Ops Specialist - MariBank
2 weeks ago
Singapore Monee Full timeOverview Treasury & Investment Ops Specialist - MariBank Responsibilities Manage end-to-end operational flow for treasury and investment transactions within the
-
Associate, Investment Operations
1 week ago
Singapore GIC Investment Full time**Location**:Singapore, SG **Job Function**:Investment Services Private Markets **Job Type**:Contract **Req ID**:16415 - GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 offices around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
-
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Investment Services Public Markets- Job Type: Contract- Req ID: 15409GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
-
Singapore Capital Group Companies Full timeWorks independently on standard/reoccurring assignments and under the direct supervision of more senior staff. Executes the primary functions of the Core ops Trade ops department, responsibilities vary depending on team assignment. In Asia, include Equity and Fixed Income trade processing and settlements, and client reporting. Primary...
-
Associate, Investment, Infrastructure
1 week ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Infrastructure- Job Type: Permanent- Req ID: 15797GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary network of...
-
Equities Synthetic Client Ops
5 days ago
Singapore RMA CONTRACTS PTE. LTD. Full timeOur client, a leading global investment bank is looking for talent to join their middle office operation team. The role is a 6-months outsource contract with potential extension. Working Location**:Central Singapore (Fully On-Site)** Global Markets Division (EQD Operations) is responsible for ensuring efficient and accurate transaction processing across a...
-
Executive Assistant, Investment Insights Group
2 weeks ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Investment Insights Group- Job Type: Permanent- Req ID: 15227GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an extraordinary...
-
Investment Manager
3 days ago
Singapore AP EXECUTIVE PTE. LTD. Full timeOur client, a prestigious multi-asset fund, is seeking an Investment Manager to support the Chief Investment Officer and the team. **Key responsibilities**: - Produce proposals for new investments, conduct investment research, ESG research, and due diligence of investment agreement/legal documentation - Create and manage Excel models and tools as necessary...
