Equities Synthetic Client Ops

7 days ago


Singapore RMA CONTRACTS PTE. LTD. Full time

Our client, a leading global investment bank is looking for talent to join their middle office operation team. The role is a 6-months outsource contract with potential extension.

Working Location**:Central Singapore (Fully On-Site)**

Global Markets Division (EQD Operations) is responsible for ensuring efficient and accurate transaction processing across a broad range of products. Generally, the products supported are complex instruments that require close alignment with the business. A key focus for the organization is establishing strong risk management procedures and controls to ensure the firm and our clients are properly protected.

The Equities Synthetic Client Ops team operates in a dynamic environment where you will be required to multi-task with the right priority in order to support a fast paced business environment.

**Responsibilities**
- Set strategy and direction for tech and workflow initiatives that will improve execution process and mitigate risk efficiently.
- Assist with reporting and presentations that articulate the overall compliance metrics, story, and strategy
- Work directly with the line teams to identify non-compliant themes and patterns and improve execution timelines
- Work closely with Ops Senior Management, Sec Div Compliance, and Sales MDs in the Securities Division to develop and execute on firmwide compliance strategy
- Set strategy and direction for the team that will improve compliance rates
- Work directly with the line team to ensure risk is mitigated
- Demonstrate technical judgment and accuracy by ensuring the team understands the economics of the trade and verify the accuracy in the firm's booking systems
- Mitigate risk through maintaining accuracy and procedural conformity
- Assist in the resolution of any exceptions that may arise in a timely manner
- Act as a Client Relationship Manager, partner with the Sales and Trading desks to offer best in class client service
- Take responsibility for maintaining timeliness in accordance with market standards and regulatory requirements
- Implementation of small and incremental enhancements to the existing workflow.
- Effectively manage all Operational and Reputational Risk.

“This is in partnership with the Employment and Employability Institute Pte Ltd (“e2i”).

RMA Consultants EA License No: 93C4403

Foo Erin EA Reg No: R2196422



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