
Customer Due Diligence
5 days ago
Responsibilites:
The job responsibilities for the CDD Assistant will include:
- Performing name screening using World-Check and Google search. Evaluate screening results against client profile to identify any true match.
- Working with the relevant business stakeholders and preparing client onboarding documents for Compliance and/or Senior Management approval.
- Conducting periodic Know-Your-Customer reviews ("PKR") (with inputs from the relevant business stakeholders) before obtaining the necessary Compliance and/or Senior Management approval.
- Working independently with the relevant business stakeholders to resolve any CDD or AML operational
- Following up on key risk metrics for risk management and governance purposes (for e.g. pending/expiring CDD items, upcoming PKRs, screening alerts and STR escalation).
- Maintaining proper CDD and client records for the CSP
- Assisting with other ad hoc duties for the Compliance and CSP business functions.
Requirements:
- At least 2 years of relevant experience in conducting customer due diligence, name screening and KYC.
- Bachelor's Degree in Finance/Banking or relevant.
*We regret to inform that only shortlisted candidates would be notified
EA License Number
Vivian Chen
R
EA 24C2366
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