Conduct Risk Specialist

2 weeks ago

Singapore Prudential Plc Full time $60,000 - $120,000 per year

Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our people's career ambitions. We pledge to make Prudential a place where you can Connect, Grow, and Succeed.

Project 500 ACR

Job Summary:

This role is to support agency growth by performing post onboarding monitoring requirements on Prudential's financial representatives, to ensure proper sales behavior, as well as meeting both internal and regulatory requirements.

Job Descriptions:

  1. Persistency Monitoring

  2. Monthly tracking of persistency levels of identified policies.

  3. Provide monthly reports to internal stakeholder where applicable.

  4. Replacement of Policy

  5. Support operational matters related to Replacement of Policy process.

  6. Perform monitoring and analysis to identify adverse trend in replacement of policies.

  7. Fit & Proper Assessment

  8. Support the ad-hoc and annual declaration exercise by reviewing submitted declarations and perform Fit & Proper assessment in accordance to prevailing internal framework.

  9. Prepare Fit & Proper assessment report with appropriate monitoring conditions and escalate for approval.

  10. Others

  11. Work together in project team, including putting up of work requests and participating in UAT testing.

  12. Undertake ad-hoc tasks or reviews as directed by Lead, Conduct Risk and Head, Distribution Risk.

Who we are looking for:

Competencies & Personal Traits

  • Meticulous with a keen eye for detail.
  • Good team player who possesses drive, initiative, an eye for detail, analytical and able to work independently to meet stringent deadlines.
  • Strong inter-personal and communication skills
  • Willingness to learn new skills and flexible.
  • Basic understanding of the insurance industry and operations.
  • Proficient in Microsoft Office Application

Working Experience:

  • Minimum 3 - 5 years of relevant experience in the financial industry
  • Experience in regulatory reporting, risk and compliance will be an added advantage

Education:

  • Degree in any preferably in Business, Compliance, and/or Finance related fields

Prudential is an equal opportunity employer. We provide equality of opportunity of benefits for all who apply and who perform work for our organisation irrespective of sex, race, age, ethnic origin, educational, social and cultural background, marital status, pregnancy and maternity, religion or belief, disability or part-time / fixed-term work, or any other status protected by applicable law. We encourage the same standards from our recruitment and third-party suppliers taking into account the context of grade, job and location. We also allow for reasonable adjustments to support people with individual physical or mental health requirements.

  • Conduct Risk Specialist

    2 weeks ago

    Singapore Prudential plc Full time $60,000 - $80,000 per year

    Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support our...

  • Avp - Risk Governance and Conduct, Market Conduct

    6 days ago

    Singapore OCBC Bank Full time

    **AVP - Risk Governance and Conduct, Market Conduct Advisory** **-** **(**240001FL**)** Key Responsibilities Reporting to the Head of Risk Governance and Conduct, you will be part of the team that is responsible for ensuring regulatory compliance of the consumer banking business, covering key areas such as risk governance, market conduct requirements...

  • Risk Specialist

    1 week ago

    Central Singapore WISE ASIA-PACIFIC PTE. LTD. Full time

    **Location** - Singapore, Central Singapore**Job Type** - Permanent**Salary** - $5,000 - $7,500 Per Month**Date Posted** - 5 hours agoAdditional Details **Job ID** - 141826**Job Views** - 1Roles & Responsibilities Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way...

  • Cyber risk specialist

    2 weeks ago

    Singapore KRIS INFOTECH PTE. LTD. Full time $80,000 - $120,000 per year

    Job Description:Conduct cyber risk assessment in support of technology initiatives to help identify IT related risk and determine appropriate controls to mitigate risks.Monitor, track, and manage risk mitigations and exceptions and ensure adequate monitoring capability is incorporated into solutions.Requirements:Minimum total seven years' work experience as...

  • Director, Conduct Risk Management, TB

    2 weeks ago

    Singapore Standard Chartered Bank Full time $150,000 - $200,000 per year

    Job ID: 40382Location: Singapore, SGArea of interest: OperationsJob type: Fixed Term WorkerWork style: Office WorkingOpening date: 19 Sept 2025JOB SUMMARYThis is a 9-month contract role Lead TB's and NNM's Conduct Risk agenda and management, ensuring best-in-class conduct risk management:Act as the primary contact for Conduct issues, providing guidance on...

  • Behavioural Risk Specialist

    6 days ago

    Singapore APTSEARCH PTE. LTD. Full time

    A financial institution is seeking a Behavioural Risk Specialist to join their Surveillance Framework function. In this role, you will: - Establish the **roadmap**and priorities for the culture risk assessment function - Lead the development and implementation of culture and **behavioural risk assessment framework**across the financial services ecosystem...

  • Conduct Risk Specialist

    32 minutes ago

    Singapore Prudential plc Full time

    Prudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...

  • Director, Conduct Risk Management, Tb

    4 days ago

    Singapore Standard Chartered Full time

    Job ID: 40382 Location: Singapore, SG Area of interest: Operations Job type: Fixed Term Worker Work style: Office Working Opening date: 19 Sept 2025 **JOB SUMMARY** - This is a 9-month contract role - Lead TB’s and NNM’s Conduct Risk agenda and management, ensuring best-in-class conduct risk management: - Act as the primary contact for Conduct...

  • APAC Risk Specialist

    2 weeks ago

    Singapore Worldpay Full time

    Join to apply for the APAC Risk Specialist role at Worldpay Make your mark at one of the biggest names in payments. We're looking for a Risk Specialist to join our ever‐evolving Enterprise Risk Management team and help us unleash the potential of every business. About The Team Our Enterprise Risk Management (ERM) team partners with colleagues across the...

  • Compliance, Conduct and Operational Risk

    3 days ago

    Singapore JPMorganChase Full time $120,000 - $180,000 per year

    DescriptionIn this role, you'll help shape our resiliency strategy, collaborate with diverse teams, and ensure robust compliance with regulatory and internal standards. You'll be part of a dynamic environment where your expertise in risk management and technology resiliency will help safeguard our business and clients. If you're passionate about driving...