Regulatory Compliance Advisory

1 week ago

Singapore MariBank Full time $90,000 - $120,000 per year
Regulatory Compliance Advisory - MariBank

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  • Advisory on SG regulations to SG Business Units (Deposits, Loans, Investments, Marketing, and Operations) for new product and system launches, as well as on BAU basis after each launch.
  • Manage compliance risks and uphold compliance with SG regulations for all functions throughout the bank, including but not limited to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate Governance matters.
  • Participate in system configuration discussions and UAT (including reviewing business SOPs), where required.
  • Highlight new regulations and regulatory expectations to various business and corporate functions and senior management, and help operationalise, where necessary.
  • Plan and conduct/support Key Obligation Register exercise annually.
  • Support Compliance monitoring and testing, identifying any compliance gaps in business processes and workflows, and make recommendations for remediation.
  • Monitor remediation plans for completed compliance tests.
  • Provide support on other Regulatory Compliance Projects, as required.
Job Description
  • Advisory on SG regulations to SG Business Units (Deposits, Loans, Investments, Marketing, and Operations) for new product and system launches, as well as on BAU basis after each launch.
  • Manage compliance risks and uphold compliance with SG regulations for all functions throughout the bank, including but not limited to Outsourcing Arrangements, Incident Management and Reporting, Related Party Transactions, and Corporate Governance matters.
  • Participate in system configuration discussions and UAT (including reviewing business SOPs), where required.
  • Highlight new regulations and regulatory expectations to various business and corporate functions and senior management, and help operationalise, where necessary.
  • Plan and conduct/support Key Obligation Register exercise annually.
  • Support Compliance monitoring and testing, identifying any compliance gaps in business processes and workflows, and make recommendations for remediation.
  • Monitor remediation plans for completed compliance tests.
  • Provide support on other Regulatory Compliance Projects, as required.
Requirements
  • Bachelor's degree, preferably in Accountancy, Banking or Business, or equivalent.
  • 3-8 years of relevant experience in regulatory compliance, including consumer/corporate/investment products, operational risk management, and technology risk management. Experience with Financial Institutions, reputable consulting, or audit firms is preferred. Past experience in a Retail Bank and/or MAS is a plus.
  • Relevant regulatory compliance experience in monitoring and testing of retail and/or corporate products is a plus.
  • Good project management and problem-solving abilities with an eye for detail.
  • Excellent written and verbal communication skills.
  • Strong interpretation skills for law and regulations.
  • Proactive with a can-do attitude.
Seniority level
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Other
Industries
  • Banking

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