
Regulatory Compliance Advisory
2 weeks ago
7+ years of regulatory compliance knowledge (SFA, FAA etc.)
- Provide advisory support, compliance monitoring, testing and review
- Prior exposure to CMS licensed or Securities firms are a at an advantage
- Advising and supporting business units on rules and regulations and keeping up with regulatory changes
- Budget: 10,000 - 11,000k
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Regulatory Compliance Advisory
1 week ago
Singapore MariBank Full time $90,000 - $120,000 per yearRegulatory Compliance Advisory - MariBank Join to apply for the Regulatory Compliance Advisory - MariBank role at MariBank . Get AI-powered advice on this job and more exclusive features.Advisory on SG regulations to SG Business Units (Deposits, Loans, Investments, Marketing, and Operations) for new product and system launches, as well as on BAU basis...
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Svp, Regulatory Advisory Compliance
7 days ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15269GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
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Associate (Regulatory Compliance)
7 days ago
Singapore Godwin Austen Advisory Pte. Ltd. Full time**Responsibilities**: - Provide consultancy advisory to a portfolio of clients in the financial services industry - Prepare and submit regulatory filings and notifications - Develop and review regulatory governance frameworks, registers, policies and procedures for financial institutions - Perform reviews of business processes and controls to identify gaps...
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Singapore State Street Full timeWho we are looking for This role reports to the Head of South East Asia Compliance and is based in Singapore covering Singapore, Malaysia, Brunei and Thailand. The main goal of the role is to provide Business Unit Regulatory Compliance Advisory support to the businesses in South East Asia as well as supporting our internal Compliance program in meeting...
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Singapore GIC Investment Full timeLocation: Singapore, SG Job Function: Legal & Compliance **Job Type**: Permanent Req ID: 14808 **Legal and Compliance Department** The Legal and Compliance Department (LCD) manages the legal and regulatory compliance risks, and partners with the business to ensure that legal and regulatory issues and risks are identified, assessed and dealt with in a...
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Regulatory Advisory Officer
2 weeks ago
Singapore Prudential plc Full timeRegulatory Advisory Officer Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the...
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Regulatory Advisory Officer
2 weeks ago
Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
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Regulatory Advisory Officer
2 weeks ago
Singapore Prudential plc Full timePrudential’s purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and we support...
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Regulatory Compliance
2 weeks ago
Singapore Woori Bank Full timeRegulatory Compliance (Specialist/Senior Specialist)As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA...
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Regulatory Compliance
1 week ago
Singapore AIA SINGAPORE PRIVATE LIMITED Full timePosition Objective: Reporting to Senior Manager, Regulatory Compliance & Risk Culture, this position is responsible to help the Company in managing and mitigating regulatory risk, including market conduct regulatory requirements. Collaborate with business functions to foster a positive risk culture through effective risk and compliance awareness, engagement,...