Compliance Intern

2 weeks ago

Singapore ALTA ALTERNATIVE INVESTMENTS PTE. LTD. Full time

**We’re Building the Future of Capital Markets;**enabling entrepreneurship,
job creation, financial inclusion, and economic resilience
- As Asia's leading securities brokerage, regulated exchange and fund management platform for alternative investments, Alta is at the forefront of building critical capital market infrastructure. We believe that access to capital markets are pivotal in all economies, we recognize that our role in building this critical infrastructure goes beyond facilitating trades; it paves the way for entrepreneurship, job creation, financial inclusion, and economic resilience, fostering a brighter future for emerging markets and economies.**Empowering Private Markets**: Through our Digital Exchange, we enable the tokenization and digital custody of alternative assets. This end-to-end solution simplifies and expedites the trading of smaller asset blocks, ultimately facilitating access and liquidity in private markets.

**Innovative Financial Ecosystem**: Our journey has seen us transition from securities trading and distribution of comprehensive products, including equities, private credit, funds, and asset-backed securities (“ABS”) (representing Real World Assets ("RWA") like whiskies, wines, art, watches, and real estate) to include fund management and digital custody services.

Established in 2016 and headquartered in Singapore, Alta operates offices globally. We welcome energetic and creative individuals to be part of this ambitious journey with us.

**About The Role**:
We are looking for a detail-oriented and proactive **Compliance Intern**to join our Compliance team in Singapore. This internship offers hands-on exposure to regulatory frameworks, risk assessment processes, internal policies, and corporate governance. You will play a supporting role in helping the team ensure that the company adheres to all relevant laws, regulations, and internal standards.

**Some Of The Key Responsibilities Include**:

- Assist in reviewing and updating internal compliance documentation and policies.
- Perform client onboarding and assist with compliance monitoring to ensure adherence to regulatory and company requirements.
- Conduct research on applicable laws, regulations, and industry best practices.
- Assist with the preparation of compliance reports and presentations.
- Participate in audits and investigations by gathering documentation and organizing files.
- Maintain and update compliance registers and risk assessments.
- Support the team in any other ad hoc compliance projects or tasks as required.

**About You**:

- Strong attention to detail and ability to handle confidential information.
- Positive attitude with strong communication and writing skills.
- Analytical mindset with a willingness to learn.
- Proficiency in Microsoft Office (Word, Excel, PowerPoint).
- Prior internship experience in compliance or legal field is a plus but not required. ‍

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