Compliance Intern

1 week ago

Singapore ALTA ALTERNATIVE INVESTMENTS PTE. LTD. Full time

**We’re Building the Future of Capital Markets;**enabling entrepreneurship,
job creation, financial inclusion, and economic resilience
- As Asia's leading securities brokerage, regulated exchange and fund management platform for alternative investments, Alta is at the forefront of building critical capital market infrastructure. We believe that access to capital markets are pivotal in all economies, we recognize that our role in building this critical infrastructure goes beyond facilitating trades; it paves the way for entrepreneurship, job creation, financial inclusion, and economic resilience, fostering a brighter future for emerging markets and economies.**Empowering Private Markets**: Through our Digital Exchange, we enable the tokenization and digital custody of alternative assets. This end-to-end solution simplifies and expedites the trading of smaller asset blocks, ultimately facilitating access and liquidity in private markets.

**Innovative Financial Ecosystem**: Our journey has seen us transition from securities trading and distribution of comprehensive products, including equities, private credit, funds, and asset-backed securities (“ABS”) (representing Real World Assets ("RWA") like whiskies, wines, art, watches, and real estate) to include fund management and digital custody services.

Established in 2016 and headquartered in Singapore, Alta operates offices globally. We welcome energetic and creative individuals to be part of this ambitious journey with us.

**About The Role**:
We are looking for a detail-oriented and proactive **Compliance Intern**to join our Compliance team in Singapore. This internship offers hands-on exposure to regulatory frameworks, risk assessment processes, internal policies, and corporate governance. You will play a supporting role in helping the team ensure that the company adheres to all relevant laws, regulations, and internal standards.

**Some Of The Key Responsibilities Include**:

- Assist in reviewing and updating internal compliance documentation and policies.
- Perform client onboarding and assist with compliance monitoring to ensure adherence to regulatory and company requirements.
- Conduct research on applicable laws, regulations, and industry best practices.
- Assist with the preparation of compliance reports and presentations.
- Participate in audits and investigations by gathering documentation and organizing files.
- Maintain and update compliance registers and risk assessments.
- Support the team in any other ad hoc compliance projects or tasks as required.

**About You**:

- Strong attention to detail and ability to handle confidential information.
- Positive attitude with strong communication and writing skills.
- Analytical mindset with a willingness to learn.
- Proficiency in Microsoft Office (Word, Excel, PowerPoint).
- Prior internship experience in compliance or legal field is a plus but not required. ‍

  • Compliance Intern

    2 weeks ago

    Singapore Alta Alternative Investments Pte. Ltd Full time

    **Compliance Intern**: - Legal - Singapore, Singapore **We’re Building the Future of Capital Markets;**enabling entrepreneurship, job creation, financial inclusion, and economic resilience - As Asia's leading securities brokerage, regulated exchange and fund management platform for alternative investments, Alta is at the forefront of building critical...

  • Compliance Intern

    5 days ago

    Singapore iFast Central Full time

    Perform compliance reviews and assessments on targeted compliance issues, investigations or potential problems - Keep abreast of developments and changes in regulations governing the capital market and financial advisory industry - Plan, develop, monitor, revise and implement the Company’s compliance initiatives in response to such changes - Preparation of...

  • Intern, Compliance

    1 week ago

    Singapore Lighthouse Canton Pte. Ltd. Full time

    Company Lighthouse Canton Pte. Ltd. Designation Intern, Compliance Date Listed 04 Mar 2025 Job Type Entry Level / Junior Executive - Intern/TS Job Period From May 2025, For At Least 3 Months Profession Banking / Finance Industry Finance Location Name Collyer Quay, Collyer Quay Centre, Singapore Address 16 Collyer Quay, Singapore...

  • Compliance Intern

    2 weeks ago

    Singapore BRIGHT POINT CAPITAL PTE. LTD. Full time

    Roles & ResponsibilitiesAre you looking to gain hands-on experience in compliance within a regulated fund management environment? Our Licensed Fund Management Company, regulated by the Monetary Authority of Singapore, is seeking a Compliance Intern to join our team and support key compliance functions.About UsBright Point Capital Pte Ltd is a Registered Fund...

  • Compliance Intern

    7 days ago

    Singapore BRIGHT POINT CAPITAL PTE. LTD. Full time

    Roles & Responsibilities Are you looking to gain hands-on experience in compliance within a regulated fund management environment? Our Licensed Fund Management Company, regulated by the Monetary Authority of Singapore, is seeking a Compliance Intern to join our team and support key compliance functions. About Us Bright Point Capital Pte Ltd is a...

  • Intern - Compliance

    1 week ago

    Singapore LIGHTHOUSE CANTON PTE. LTD. Full time

    **Job Purpose** We are seeking a detail-oriented and highly motivated individual to join the Compliance & Risk team at Lighthouse Canton. Successful applicants will assist in aspects of Compliance, Anti Money Laundering, and developing digital strategy for the SMEs. This internship is an excellent opportunity to gain a deeper understanding of regulatory...

  • International Compliance Expert

    7 days ago

    Singapore beBeeCompliance Full time

    Internal Control Specialist Job Description: We are seeking a highly skilled Internal Control Specialist to join our team. The successful candidate will be responsible for establishing an overseas internal control system, conducting regular assessments, and identifying compliance risks. They will also formulate response plans, track their implementation,...

  • Compliance Intern

    7 days ago

    Singapore Alta Full time

    Assisting the compliance team in ensuring the firm adheres to regulatory requirements, internal policies, and industry standards. The role is crucial for maintaining the integrity and legality of the company’s operations, particularly in the highly regulated financial industry. **Job Type**: Internship Contract length: 6 months Pay: $900.00 - $1,000.00...

  • Compliance Intern

    1 day ago

    Singapore moomoo Full time

    Moomoo Financial Singapore Pte. Ltd. (Moomoo Singapore) is an advanced financial technology company transforming the investing experience by offering a digitalised brokerage and wealth management platform - moomoo. Moomoo enhances the user experience with market data, news, and powerful analytical tools. Moomoo also embeds an unique digitalised investment...

  • Intern, Compliance

    5 days ago

    Singapore SAC CAPITAL PRIVATE LIMITED Full time

    We are an independent corporate finance firm specialising in equity fund-raising and corporate advisory. Licensed by the MAS and accredited as an approved IPO manager by the Singapore Exchange, we are also a Full Sponsor to SGX-Catalist companies. **Responsibilities**: - Assist in the implementation of Compliance related policies and ensure business...