Surveillance Detection

Ashford Benjamin are supporting an Investment Bank who are building out their Singapore office. As part of this growth, a new opportunity has arisen within their Compliance function for a Surveillance professional who will monitor sales and trading activities, via surveillance of both communications and trade execution. As part of this role, you will be...

**Company overview** **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan markets, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia,...

**Company overview** Aon’s Benefit Index®, Nomura’s benefits **rank **#1 **amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...

Job DescriptionSolidus Labs is a leading provider of cutting-edge trade surveillance technology that protects investors, enhances transparency, and ensures regulatory compliance across traditional financial assets and crypto markets.With over 20 years of experience in developing Wall Street-grade FinTech, our team delivers innovative solutions that financial...

**Responsibilities**: - Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and Bank’s internal policies and procedures. - Review of Sales Surveillance Reports to ensure corporate standards and regulatory requirements are met. - Review of reports to detect irregular activity or unusual transaction...

**Responsibilities**: - Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and Bank’s internal policies and procedures. - Review of Sales Surveillance Reports to ensure corporate standards and regulatory requirements are met. - Review of reports to detect irregular activity or unusual transaction...

**Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.** **This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of...

**Location** - Singapore, Central Singapore**Job Type** - Full Time**Salary** - $4,000 - $65,000 Per Month**Date Posted** - 5 hours agoAdditional Details **Job ID** - 106870**Job Views** - 1Roles & Responsibilities **Responsibilities**: - Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and...

**AVP - Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**220001FX**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a...

**AVP - Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**220001PN**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a...