
Surveillance Analyst
6 days ago
**Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.**
**This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of people around the world save money, and drive growth on the Wise Platform. You will also develop an in-depth understanding of Wise's business model and foster relationships with teams across the company as you work to help them understand compliance risk exposure and mitigation strategies."**
**The Surveillance Team is responsible for performing targeted investigations and analysis of high risk individuals and businesses in compliance with regulatory requirements. The Surveillance Team aims to identify and offboard customers who exceed the established risk appetite. The Surveillance Team determines a risk tolerance based on thorough investigation of a customer's risk factors and provides supporting documentation of findings.**
**Purpose of the role**:
The primary purpose of this position is to investigate and assess high risk customers in order to aid in the detection of possible money laundering and terrorist financing using risk-based approach methods while ensuring compliance with the established AML/CFT regulations and policies. The Surveillance Analyst has a working understanding of inherent business structure, customer type and country risk and their respective mitigation measures. The investigation accommodates any legal, regulatory and operating requirements unique to specific business sectors or jurisdictions.
**Duties and responsibilities**:
- Review and monitor customers that present a higher tier of risk, having a deep and broad knowledge of Wise compliance framework and the regulatory environment;
- Monitor and analyze customer behaviour and transactions;
- Manage assigned tasks related to documenting case investigations, preparing risk assessments, analyzing/utilizing all available data, and referencing internal policies and procedures;
- Investigate high risk customers utilizing all available internal/external data to develop a comprehensive analysis of who the client is and whether the current risk factors can be reasonably mitigated or accepted through further measures;
- Have a deep understanding of different business models, customer types, country risks and regulatory requirements across multiple geographies;
- Take risk-based case decisions with a clearly documented and auditable record, in the context of our customer due diligence policy, acceptable use policy and applicable regulations;
- Perform searches utilizing Internet sources and/or third-party vendors (i.e. Google, LexisNexis and/or World Compliance) to determine negative news and obtain due diligence information for high risk customers;
- Communicate with customers as required to handle escalated or complicated cases with strong customer empathy as well as clear communication of decisions and policies;
- Provide guidance and respond to daily inquiries from peers, front-line and management regarding case analysis, when appropriate;
- When warranted draft SAR narratives to report activity deemed unusual.
**Skills/requirements**:
- Work autonomously within a limited variety of well-defined procedures and practices (not necessarily standardized);
- Excellent interpersonal and communication skills, strong organizational skills, attention to detail, analytical abilities, and ability to adhere to strict deadlines in a fast paced and high pressure environment;
- Punctual, independent, proactive and willing to get things done;
- Ability to work in a diverse work environment which requires collaboration, partnership and transparency.
- **Min 1 year of previous work experience in the compliance/risk sector;**
- Understanding of regional and global regulatory requirements and essentials of risk based approach;
**Expectations by the end of probation time**:
- Independent with daily tasks.
- Meet efficiency and quality expectations set for all team members.
- Has deep knowledge about markets served within the team and operational processes;
- Is able to detect problems, problematic areas and solve or escalate them as needed;
- Thorough understanding of applicable regulations, and Wise compliance framework (e.g. acceptable use policy, regional due diligence guidelines and AML policy and TW risk policies);
- Able to evaluate and reason customer risk level and applicable mitigation methods on onboarding a customer;
- Propose, align and document daily processes for use cases;
-
Analyst, Trade and Market Surveillance
3 weeks ago
Singapore Gemini Full timeJoin to apply for the Analyst, Trade and Market Surveillance role at Gemini Join to apply for the Analyst, Trade and Market Surveillance role at Gemini Get AI-powered advice on this job and more exclusive features. About The CompanyGemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of...
-
Compl Surveillance Intermediate Analyst
22 hours ago
Singapore Citi Full timeWhether you’re at the start of your career or looking to discover your next adventure, your story begins here. At **Citi**, you’ll have the opportunity to expand your skills and make a difference at one of the world’s most global banks. We’re fully committed to supporting your growth and development from the start with extensive on-the-job training...
-
Analyst, Trade and Market Surveillance
1 week ago
Singapore Gemini Trust Company Full time**About the Company** Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries. Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted...
-
Market Surveillance Analyst
2 weeks ago
Singapore BitMEX Full timeBitMEX is the world's leading cryptocurrency derivatives trading platform, which has pioneered cryptocurrency trading through relentless commitment to change, and continues to set benchmarks for innovation, liquidity, and security today. As the world's most advanced peer-to-peer crypto-products trading platform and API, BitMEX gives knowledge, confidence,...
-
Singapore OCBC Bank Full time**AVP - Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**220001FX**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a...
-
Risk Analytics, Intelligence
22 hours ago
Singapore OCBC Bank Full time**Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**240001R9**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a strong...
-
Senior Analyst
4 days ago
Singapore ENERGY MARKET COMPANY PTE LTD Full time**Roles and Responsibilities The Senior Analyst (Market Surveillance) will assist the SVP MAU in Supporting the following team function: **Compliance Investigation and Enforce Functions** - Support the MArket Surveillance and Compliance Panel (MSCP) in performing their monitoring investigation and enforcement functions. - Conduct and develop investigations...
-
Business Intelligence Analyst
4 days ago
Singapore OCBC Bank Full timeJob Description Description The BI specialist will be a techno functional support team member for the Business Intelligence cluster under IT BAU team. He/she is responsible for ensuring system availability and timely deliverables for BI applications like SAS fraud surveillance and QlikView reporting. The BI specialist, as the admin cum analyst expert within...
-
Actimize System Analyst
3 weeks ago
Singapore Unison Consulting Pte Ltd Full timeOverview We are seeking an experienced Actimize System Analyst/Developer to join our team in Singapore. The candidate will play a key role in analyzing requirements, designing solutions, and developing/customizing Actimize AML, Trade Surveillance, and Fraud Management applications for banking and financial services. Responsibilities Collaborate with...
-
Compliance Analyst
6 days ago
Singapore TROIS ROIS PTE. LTD. Full timeWe are an exciting Fintech start-up headquartered in Singapore. We are innovating the way money are moved and is looking for someone who dreams about doing things differently & making things happen in this new world order. We are looking for Compliance Analyst for our office in Singapore. - Responsible for compliance & AML risk identification at stages of...