Market Surveillance Analyst

**What the role is** - Analyst - Senior Analyst (Surveillance & Consumer Protection Dept) **What you will be working on** - You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing...

Analyst - Senior Analyst (Retail Branch / Market Development & Surveillance Dept) You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing multi-year projects in relation to the...

**What the role is** - Analyst - Senior Analyst You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing multi-year projects in relation to the implementation of retail market...

Analyst - Senior Analyst You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing multi-year projects in relation to the implementation of retail market regulatory regime enhancements -...

We are looking for a high caliber professional to join our team as MYS CTSM KL - Sales Surveillance Senior Analyst (Wealth Management) - Japanese Language based in Kuala Lumpur, Malaysia.This role will be responsible for supporting the team lead in managing the Sales Surveillance review in the Kuala Lumpur Hub where the Investment, Insurance and FX sales...

**JOB RESPONSIBILITIES: - ** - Perform fact find and transaction surveillance reviews on suspicious transactions generated from Transaction Monitoring System in accordance with the targeted turnaround time; - Perform peer quality check/review on activities carried out by other analysts as and when required by the supervisors; - Maintain relevant records...

**Your new company** You will be working with a fast paced, established foreign investment bank as part of the Surveillance Analyst. **Your new role** - Performs daily supervisory and trade based surveillance reviews to ensure adherence to Firm's policy and procedures including but not limited to selling process and suitability, fees monitoring, best...

**Location** Singapore, Central Singapore **Job Type** Permanent **Date Posted** 3 hours ago Additional Details **Job ID** 96209 **Job Views** 3 **Job Description**: Job Responsibilities This role reports to the Team Lead, Market Surveillance. The Market Surveillance team monitors the daily transactions conducted by Global Markets and ensure that...

**Wise has already pioneered new ways for people to transfer money across borders and currencies. Our customers can also manage their hard-earned money with the world's first platform offering true multi-currency banking.** **This role is a unique opportunity to have an impact on Wise's mission, grow as a specialist in the compliance field, help millions of...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. We are in search of an AVP Market Surveillance professional with **robust experience in derivatives trading or derivatives trade surveillance**. In this capacity, you will identify potential **market misconduct** and other behaviour impacting...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX's operation of a fair, orderly and transparent market b)...

Ashford Benjamin are supporting an Investment Bank who are building out their Singapore office. As part of this growth, a new opportunity has arisen within their Compliance function for a Surveillance professional who will monitor sales and trading activities, via surveillance of both communications and trade execution. As part of this role, you will be...

Commercial & Regulatory Policy; Market Surveillance & Regulatory Partnerships **Requirements**: 7 years of experience either in in commercial roles in infrastructure or related areas, covering areas like financial modelling, project evaluation or contract design / drafting, or at least 7 years of experience in regulated markets like energy or finance,...

**AVP/VP Member Supervision & Market Surveillance - Central, Singapore** An established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional. You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market...

**AVP - Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**220001FX**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a...

**AVP - Risk Analytics, Intelligence & Surveillance/ Risk Analyst or Senior Risk Analyst** **-** **(**220001PN**)** Key Responsibilities Risk Analytics, Intelligence & Surveillance (RAISe) is a unit set up within Singapore Consumer Financial Services (CFS) reporting into Group Head, CFS Risk and Prevention (R&P). RAISe team is tasked to put in place a...

**About Our Client**: Our client is a global leader in securities and trading, recognized for their excellence in regulatory compliance and innovation. They are seeking a Market surveillance specialist to drive their compliance initiatives and ensure adherence to financial regulations for their Singapore office. **Key Responsibilities**: - Identify and...

Roles & ResponsibilitiesThe Market Operations team is the core business unit in EMC that provides operational resource and support to the Singapore electricity wholesale market, the National Electricity Market of Singapore (NEMS).The Market Analyst (Operations) is responsible for fulfilling the market operation obligations of EMC in accordance with the...

Are you an entrepreneurial-minded professional with expertise in IT surveillance solutions ?Do you have the drive to close deals, expand markets, and grow revenue while enjoying the support of an established company?We're looking for a self-motivated Intrapreneur to lead and scale our IT surveillance businessWhat We Offer: Base Salary: Consistent...

Citibank (Switzerland) AG offers a challenging and rewarding career opportunity for a skilled professional to join our team as MYS CTSM KL - Sales Surveillance Senior Analyst (Wealth Management) - Japanese Language based in Kuala Lumpur, Malaysia.This role will provide opportunities for growth and development, working with a diverse and global team to...