Market Surveillance Manager

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. Key Responsibilities: - Identify and address potential market misconduct to ensure a fair, orderly, and transparent market. - Develop and implement frameworks to enhance trade surveillance and investigate market misconduct. - Monitor market...

**Roles and Responsibilities The Senior Analyst (Market Surveillance) will assist the SVP MAU in Supporting the following team function: **Compliance Investigation and Enforce Functions** - Support the MArket Surveillance and Compliance Panel (MSCP) in performing their monitoring investigation and enforcement functions. - Conduct and develop investigations...

At the heart of our organization lies a critical role: Market Surveillance Specialist. We seek an exceptional professional to join our team in this capacity.Key Responsibilities:Surveillance Operations: Conduct thorough reviews of trading activity to identify potential market abuse, insider trading, or manipulative practices.Options and Spot Activity...

**ABOUT Us AsiaNext is a trusted digital exchange for institutional investors in Asia and globally. It will offer integrated listing, trading, and post-trade services for digital assets, including digital payment tokens. The joint venture between the SBI Group in Japan and SIX Group AG in Switzerland will provide an institutional-grade platform to enable the...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. We are in search of an AVP Market Surveillance professional with **robust experience in derivatives trading or derivatives trade surveillance**. In this capacity, you will identify potential **market misconduct** and other behaviour impacting...

**Surveillance Analyst**: **Singapore**: ***: As a Barclays Surveillance Analyst you will join our Global Surveillance function which provides the capabilities to execute Global Markets Surveillance and Transaction Monitoring (TM) Programmes. Reporting into the Head of Market Surveillance (APAC) and will focus on the Surveillance program for APAC in...

Job Description: We are seeking a highly skilled and experienced Post Market Surveillance Manager to join our team. Main Responsibilities: To manage the post market surveillance activities in accordance with regulatory requirements, including FCA, Recall & FSCA, AE, and other QM related matters. To ensure the quality level of management and products...

Job Description:We are seeking a highly skilled and experienced Post Market Surveillance Manager to join our team.Main Responsibilities:To manage the post market surveillance activities in accordance with regulatory requirements, including FCA, Recall & FSCA, AE, and other QM related matters.To ensure the quality level of management and products is...

Are you ready to take your career to the next level in the dynamic world of finance? Our client, a bank is seeking a Markets Compliance Officer to join their team, located on the bustling trading floor, where you'll play a crucial role. **Responsibilities Include: - Surveillance Expertise: Manage branch's trade and communications surveillance program,...

Discover a rewarding career as a Trade and Market Surveillance SpecialistThis role is an exciting opportunity to join our Compliance team, where you will play a critical part in monitoring Gemini's digital asset markets and investigating possible violations of exchange rules and regulations.The successful candidate will be responsible for analyzing daily...