Trade and Market Surveillance Specialist

2 days ago

Singapore beBeeSurveillance Full time $80,000 - $120,000

Discover a rewarding career as a Trade and Market Surveillance Specialist

This role is an exciting opportunity to join our Compliance team, where you will play a critical part in monitoring Gemini's digital asset markets and investigating possible violations of exchange rules and regulations.

The successful candidate will be responsible for analyzing daily output from trade practice and market surveillance systems, identifying potential rule violations, and proposing enhancements to the current processes and systems.

Key Responsibilities:

  • Conducting thorough surveillance of trading activity on the Gemini exchange through the use of 3rd party and proprietary trade surveillance systems designed to identify suspicious and manipulative trading behaviors
  • Resolving alerts appropriately and promptly, documenting evidence or mitigating factors clearly, escalating pertinent matters to the appropriate personnel, and following through on the investigation of possible trading violations
  • Protecting the integrity of Gemini's markets by ensuring a healthy and fair market for participants
  • Proposing thoughtful enhancements to the current processes and systems
  • Performing ad hoc trading reviews and data pulls to support inquiries from Customer Support, Legal, and other Compliance teams
  • Identifying enhancements to surveillance logic, reports, and workflow through data analysis
  • Monitoring employee trading activity to confirm compliance with Gemini's Employee Trading Policy
  • Assisting with reviews of new asset and contract listings

Requirements:

  • Bachelor's degree or equivalent
  • Familiarity with digital assets and the general market operations of spot and derivative markets
  • 1+ years of trade/market surveillance experience at an exchange, broker/dealer, or other financial institution
  • Hands-on experience in investigating price and order manipulation schemes, such as spoofing, layering, wash trading, and frontrunning
  • Working knowledge of how to utilize a trade surveillance software and querying tools (e.g. Eventus, SMARTS, Solidus)
  • An understanding of rules and regulations regarding spot and derivative market trading strategies
  • Excellent communication skills: the ability to communicate complex scenarios and concepts clearly and effectively in person and through written communications to senior stakeholders

Preferred Qualifications:

  • Familiarity with querying tools (Looker, Datadog, Sift) to pull large, targeted data sets
  • Knowledge of Exchange and Self-Regulatory Organization (SRO) compliance rules and regulations

Benefits:

  • Comprehensive health plans covered at 100% for employees and dependents
  • Long-term incentive in the form of a new hire equity grant
  • Paid Parental Leave
  • Competitive paid time off

Additional Information:

We are an equal opportunity employer committed to diversity and inclusion. If you have any specific needs that require accommodation, please let us know.

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