
Control Room Avp/vp
1 day ago
**Job Details**:
**Location**
Singapore
**Salary**
Competitive Salary
**Job Type**
Permanent
**Ref**
BH-175938
**Contact**
Khai Anwar- **Contact phone**
- 6692 9359
- **Posted**
about 2 hours ago
- Excellent opportunity in a stable regional investment firm
- Key senior Control Room function
- Sound knowledge of global regulatory and enforcement policies desired
Our Client is a well-established, high-performing investment firm with strong regional remits, seeking a seasoned Control Room AVP/VP. You will advise on the Firm’s internal policies, laws and regulations and execute daily Control Room operations. You will also track changes to global regulatory developments and update the Firm’s regulations, to ensure full compliance to prevailing guidelines.**You will**:
- Have at least 8 to 10 years (10 to 15 for VP) of relevant working experience in a Control Room function or similar, with recent controls experience.
- Possess expert financial products knowledge, namely in Equities, Fixed Income, Derivatives, Commodities and FX asset classes.
- Be familiar with global regulatory and enforcement requirements
- Familiarity with Chinese Wall Policy, Personal Investments Policy and applicable laws and regulations on insider trading and market abuse will be highly advantageous
- Be a strong communicator, able to work well with stakeholders across seniorities.
Take charge of this opportunity to welcome a new career challenge.
- EA Personnel No R1216328
- BeathChapman Pte Ltd
- Licence No 16S8112
-
Avp, Control Room
1 week ago
Singapore Qontelsearch Full timeAs an AVP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese Wall framework. You will also undertake control...
-
AVP/VP, Relationship Manager
5 days ago
Singapore DBS Bank Full timeAVP/VP, Relationship Manager (NRI), Treasures Private Client, Consumer Banking Group Join to apply for the AVP/VP, Relationship Manager (NRI), Treasures Private Client, Consumer Banking Group role at DBS
-
VP/AVP, Relationship Manager
5 days ago
Singapore DBS Bank Full timeJob Description - VP/AVP, Relationship Manager (Onshore), Treasures Private Client, Consumer Banking Group )Job Description VP/AVP, Relationship Manager (Onshore), Treasures Private Client, Consumer Banking Group Business Function As the leading
-
VP/AVP, Team Lead
5 days ago
Singapore DBS Bank Full timeVP/AVP, Team Lead - Structured Trade Operations, Institutional Banking Group Operations (IBGO), Group COO Join to apply for the VP/AVP, Team Lead - Structured Trade Operations, Institutional Banking Group Operations (IBGO), Group COO role at DBS
-
Singapore DBS Bank Limited Full timeAVP/ VP: Data and AI Risk, Risk Management Group AVP/ VP: Data and AI Risk, Risk Management Group AVP/ VP: Data and AI Risk, Risk Management Group Business Function Risk Management Group (RMG) is responsible for the development and maintenance of risk management and internal control frameworks. We provide independent review and challenge to the...
-
Vp, Control Room Compliance
1 day ago
Singapore Qontelsearch Full timeThis is an exciting opportunity for motivated individuals seeking to advance their careers with a renowned bank in the financial services sector. As a VP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations,...
-
AVP/VP - Investigation Specialist, GWB
5 days ago
Singapore UOB Full timeJoin to apply for the AVP/VP - Investigation Specialist, GWB role at UOB 3 days ago Be among the first 25 applicants Join to apply for the AVP/VP - Investigation Specialist, GWB role at UOB Get AI-powered advice on this job and more exclusive features. About UOB United Overseas
-
Avp, Control Room
1 day ago
Singapore GIC Investment Full timeLocation: Singapore, SG- Job Function: Legal & Compliance Department- Job Type: Permanent- Req ID: 15473GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you exposure to an...
-
VP/AVP, End User Collaborative Service
5 days ago
Singapore DBS Bank Full timeVP/AVP, End User Collaborative Service (Engineering), Future Ready Technology, Group Technology Join to apply for the VP/AVP, End User Collaborative Service (Engineering), Future Ready Technology, Group Technology role at DBS
-
Avp/vp, Compliance Testing
1 week ago
Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full timeOur client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space. **AVP/VP, Compliance Testing & Control **Responsibilities**: - Reports to Head of Private Wealth Compliance, APAC - Checks adherence to framework, policies, procedures and manuals of Private Wealth. - Provide regulatory advise to...