Avp/vp, Compliance Testing

14 hours ago

Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

Our client is urgently looking for a suitably qualified Compliance professional to join their team in the private wealth space.

**AVP/VP, Compliance Testing & Control
**Responsibilities**:

- Reports to Head of Private Wealth Compliance, APAC
- Checks adherence to framework, policies, procedures and manuals of Private Wealth.
- Provide regulatory advise to stakeholders in relation to Private Wealth Compliance.
- Works closely with the other team members in maker/checker tandems
- Performs quality checks for AML/CFT/Sanctions: KYC onboarding and periodic review, clearance of alerts in screening and monitoring tools.
- Reviews and assesses transactions against ML/FT/Sanctions and market manipulation risks.
- Handles the filing and archiving of documents in relation to Monitoring & Testing
- Liaises with external vendors for testing tools matters
- Performs reviews of parameters and functionalities of monitoring systems
- Prepares training materials and delivers training
- Prepares documents (control, memos, etc) for submission to management
- The position may offer exposure to other areas of compliance (AML/CFT/Sanctions/ABC _, _investigations) as well as other ad hoc tasks.

**Requirements**:

- Degree in Finance, Banking or any relevant discipline
- 5-8 years of relevant experience in Compliance monitoring in private banking/ wealth management space
- Meticulous, team player with strong stakeholders' management skills

EA License No. 16S8296 - EA Personnel Registration No. R21102756

  • Relationship Manager

    6 days ago

    Singapore OCBC Full time

    Relationship Manager - AVP / VP Infrastructure & Utilities Join to apply for the Relationship Manager - AVP / VP Infrastructure & Utilities role at OCBC Relationship Manager - AVP / VP Infrastructure & Utilities 1 day ago Be among the first 25 applicants Join to apply for the Relationship Manager - AVP / VP Infrastructure & Utilities role at OCBC Who We Are...

  • Avp/vp Technology Auditor

    2 weeks ago

    Singapore Ethos BeathChapman Full time

    **Job Details**: **Location** Singapore **Salary** Competitive Salary **Job Type** Permanent **Ref** BH-18581 **Contact** Rachel JY Lim- **Contact phone** - +65 6692 0746 - **Posted** 12 minutes ago AVP/VP Technology Audit role with a Leading Regional Bank - A leading bank in Singapore is looking for a - **AVP/VP Technology Auditor** to join the...

  • AVP/VP - Credit Department (Structured Products)

    2 days ago

    Singapore Charterhouse Partnership | Asia Full time

    AVP/VP - Credit Department (Structured Products) AVP/VP - Credit Department (Structured Products) Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Charterhouse Partnership | Asia A reputable and established international

  • Financial Reporting

    14 hours ago

    Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time

    Our clients have opportunities at both the AVP (permanent) and VP level (contract). Some of the key responsibilities will include: - Guiding reporting close for IFRS - Technical interpretation, advisory and implementation of Accounting Standards. Other key responsibilities: AVP role - Managing taxation reporting and completion of the annual tax returns...

  • Avp/ Vp, Market Risk

    2 weeks ago

    Singapore Ambition Full time

    -Ambition Singapore Posted 3 hours ago Hybrid Permanent Negotiable - Our client is an international bank, looking for a Market Risk professional with quantitative skills to join their Asia team in Singapore at AVP or VP level.**Responsibilities**: - Day-to-day monitoring and analysis of market risks in the APAC region, focusing on Equity Derivatives...

  • Compliance Manager

    7 days ago

    Singapore Bank of Singapore Full time

    Bank of Singapore SingaporePosted 2 hours ago Permanent Competitive - Compliance Manager - Compliance Testing (AVP) - At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them...

  • VP / AVP, Gen AI Transformation, Institutional Banking Group

    1 week ago

    Singapore DBS Bank Full time

    VP / AVP, Gen AI Transformation, Institutional Banking Group Join to apply for the VP / AVP, Gen AI Transformation, Institutional Banking Group role at DBS

  • Global Markets Technology

    13 hours ago

    Singapore TENTEN PARTNERS PTE. LTD. Full time

    Global Markets Technology - AVP/VP Java Developer (Job Scope) - Mentor junior developers Global Markets Technology - AVP/VP Java Developer (Requirements) - 8+ years of Core Java/Java Spring development experience - Good experience with REST APIs - Experience in design is an advantage - Good understanding of multi-threading is a plus - Experience working...

  • AVP/VP, Project Manager, APAC NFRR Transformation, Global Operations

    7 hours ago

    Singapore Bank of America Full time

    AVP/VP, Project Manager, APAC NFRR Transformation, Global Operations Join to apply for the AVP/VP, Project Manager, APAC NFRR Transformation, Global Operations role at

  • AVP/VP, Specialist, Business Finance, Corporate Banking, Group Finance

    4 days ago

    Singapore DBS Bank Full time

    AVP/VP, Specialist, Business Finance, Corporate Banking, Group Finance Join to apply for the AVP/VP, Specialist, Business Finance, Corporate Banking, Group Finance role at DBS