Avp, Control Room

17 hours ago

Singapore Qontelsearch Full time

As an AVP Compliance Officer, working in partnership with stakeholders and providing sound Compliance advice is a pivotal aspect of the role. This entails advising on insider trading and market abuse regulations, regulatory expectations on personal investment policy, conflicts of interest, and the Chinese Wall framework.

You will also undertake control implementation in the areas of trading restrictions, performing communication surveillance, and managing policy violations.

To qualify for the role, you should possess a Degree in Law, Business, or Finance with relevant Control Room Compliance experience. You should have strong knowledge of financial products, securities trading in public markets, and/or investments in private markets. Your appreciation of the global regulatory landscape and ability to analyze complex deal structures and corporate structures is a plus. Strong interpersonal skills, drive, and being a strong team player are desirable traits.

**License number**: R1879285

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