Regulatory Compliance

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

Identify and respond to local regulatory developments, engagement and policy Monitor local regulatory developments/updates issued by regulators Provide compliance advice and guidance to internal stakeholders Assess the risks associated with new or revised strategies and make recommendations to reduce risk exposure. Be the first point of contact to the...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

**Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory engagement and liaison with regulators and...

7 years exp **Roles & Responsibilities** **Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory...

This role is responsible for ensuring organization’s adherence to all related and relevant compliance regulations. He/She will be the compliance advisory for various departments and collaborate with them to ensure observance to all regulations while achieving the organization’s goals **Key Responsibilities** - Work hard in hand with the business units...

Posted by - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. **Job Role Description - Summary** The Compliance...

**Job Role Description - Summary** The Compliance Analyst supports the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any...

Roles & ResponsibilitiesResponsibilitiesEnsure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...

Roles & ResponsibilitiesWe are hiring a Regulatory Compliance Officer (Senior Officer) to join the Compliance team of a leading bank. This role is ideal for a detail-oriented professional who thrives in regulatory environments and is passionate about ensuring adherence to compliance frameworks, regulatory reporting, and monitoring processes.Key...

Roles & ResponsibilitiesKey Responsibilities and Functions:Compliance Policy Implementation and Regulatory AdherenceEnsure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial Institutions, Trade Finance, and Private Banking. Implement and update compliance policies and procedures to align with both Head Office...

Job Summary:We are seeking a Compliance and Regulatory Expert to join our team at Recruit Express Pte Ltd. This is an exciting opportunity for a motivated and detail-oriented professional to work in a fast-paced environment, ensuring compliance with regulatory requirements.About the Role:The ideal candidate will have a strong background in regulatory...

Roles & ResponsibilitiesRegulatory Compliance OfficerResponsibilityEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and...

Roles & ResponsibilitiesRegulatory Compliance OfficerResponsibilityEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

Roles & ResponsibilitiesJob DescriptionEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and local regulatory...

**Location: Singapore** **Roles and Responsibilities**: - Provide compliance advisory on the regulatory requirements in SFA and SFR to business units and participate in new initiatives/projects to understand business units’ concerns/needs, - Provide accurate and practical guidance to address regulatory and industry requirements from a regulatory...

S- Posted by - Sophia Lin- Recruiter Our client, a global fintech firm is looking for a VP - Regulatory Compliance. This role is based in Singapore and is crucial for maintaining the integrity and compliance for the organization's operations. **Responsibilities**: - Act as one of the primary contact points for regulatory bodies, fostering positive...

We are looking for an experienced Regulatory Compliance Manager where you will be the main point of contact for compliance matters related to investment management activities across APAC. Our client is one of the world's largest global investment companies that manages multiple asset classes (Hedge Funds, Private Equity, Real Estate, etc.). You will be...