Regulatory Compliance Manager

2 weeks ago

Singapore Formative Search Full time

We are looking for an experienced Regulatory Compliance Manager where you will be the main point of contact for compliance matters related to investment management activities across APAC. Our client is one of the world's largest global investment companies that manages multiple asset classes (Hedge Funds, Private Equity, Real Estate, etc.).

You will be responsible for:

- Providing independent advice and challenge the business' compliance risk-taking and risk assessments.
- Assisting in the administration and improvement of the compliance policies and processes.
- Assessing impact of regulatory developments, supporting regulatory change management efforts, and providing regulatory updates to the business.
- Influencing investment team members on key compliance risks and actions required to mitigate risk.
- Providing consultation on, and evaluating, projects, new initiatives, business objectives, policies, procedures, processes, risk events, controls, and/or compliance testing and monitoring.
- Periodic reporting and regulatory filings and marketing reviews.

Your expertise:

- Bachelor's degree in a relevant area of study, a graduate degree (e.g., MBA or JD) is a plus.
- Around 7 to 10 years of prior compliance experience with hedge fund or other alternative investment platform or an asset manager, or a regulatory agency or major consulting firm covering the relevant asset classes.
- Proven experience in either people or project management would be a plus.
- Strong strategic judgment and integrative thinking skills, deep compliance risk knowledge, as well as good organizational and influencing skills.
- Experience with securities regulations / requirements related to hedge fund compliance. Bank regulatory expertise is an advantage.
- Structured, analytical, meticulous and holistic in your approach, with the ability to form defensible conclusions from risk assessments.
- Ability to present to and respond effectively to senior internal & external stakeholders.
- Ability to manage conflict and pressure in a demanding, high-paced and high-volume environment.

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