Team Lead, Kyc Compliance

1 week ago

Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

Our client in the banking industry is hiring an experienced KYC/AML Compliance professional.

Team Lead, KYC Compliance - Private Banking

This role will entail reporting to the Head of Legal & Compliance in Singapore with the main responsibilities of:

- Manage and oversee all Singapore private wealth (PW) regulatory compliance matters, and lead the team
- Develop and handle AML/CFT, monitoring, surveillance, suitability, cross border advisory, conflicts of interests, licensing, etc.
- Working closely with Private Wealth personnel and the respective policy owners, to provide counsel, advice and support to all of the Company’s businesses and support functions on compliance related areas
- Provide advisory services on transactional issues, for Private Wealth existing and new business initiatives and products
- Manage on-going regulatory matters
- Perform regular Monitoring and Testing of Controls to ensure that internal policies and regulatory requirements are met adequately and report all findings succicntly on a timely basis to the Head
- Attend all necessary compliance meetings as directed to ensure all issues are noted and subsequently attended to.
- Manage any assigned specific projects involving external vendors, including but not limited to the implementation of KYC digitization
- To work with Head to generate Compliance Rule, policies and procedures and related internal rules, or revise company existing Compliance Rule in line with Head Office policies and procedures
- Work closely with internal stakeholders ti strengthen compliance
- culture by setting standards and implementing effective management
- To adhere and be in compliance with local regulation and Group directives.
- Monitor daily activities of Private Wealth Business side and give them adequate advice and warning when necessary.
- rovide constructive advice and proposals to Business side and Management in order to improve effectiveness and efficiency of business on perspective of Compliance, and activate those practically.
- Maintain continuous and regular communication with our Head office and make sure to maintain unified understanding and opinion for Private Wealth businesses on legal and compliance perspectives.
- Support to make necessary documents of various agreements and contracts for Private Wealth businesses.
- Assist in formulating policies procedure manuals (PPMs) required for Private Wealth business

**Requirements**:

- Relevant experience in general compliance in a private bank
- Minimum bachelor degree of a related study
- Knowledge of relevant regulatory requirements

EA License No. 16S8296 - EA Personnel Registration No. R21102756

  • Team Lead of KYC Compliance

    5 days ago

    Singapore Hays Full time

    Your new company Join a leading financial institution with a strong regional footprint and a commitment to excellence in client onboarding and regulatory compliance. The organisation is known for its robust governance, collaborative culture, and continuous drive to enhance operational efficiency and client experience. This is a strategic opportunity to...

  • Team Lead of KYC Compliance

    5 days ago

    Singapore Hays Full time

    Leadership opportunity for someone who is ready for their next challenge Your new company Join a leading financial institution with a strong regional footprint and a commitment to excellence in client onboarding and regulatory compliance. The organisation is known for its robust governance, collaborative culture, and continuous drive to enhance...

  • Kyc Team Lead

    2 weeks ago

    Singapore SEARCH ALLY PTE. LTD. Full time

    Our client, a European bank, is hiring a KYC Team Lead to lead their KYC team in performing due diligence on new and existing APAC clients. **RESPONSIBILITIES: To lead the KYC team in: - Ensuring new and existing clients of APAC satisfied the regulatory requirements. - Assessing the risk level and the KYC requirements to be met. - Collecting documentation...

  • Kyc Team Lead

    2 days ago

    Singapore DARMAX GLOBAL Full time

    Contribute to the Company's compliance and operational permanent control framework - Contribute to good quality client data - Ability to interpret and articulate the guidelines provided by the Group Policies and Procedures to govern the KYC/AML onboarding & recertification process - Embrace continuous changes and challenges - Contribute to the reporting of...

  • KYC Compliance Expert

    2 days ago

    Singapore beBeeKyc Full time $80,000 - $120,000

    KYC Compliance Specialist The role involves conducting client due diligence during onboarding and periodic reviews, ensuring compliance with AML/KYC obligations. This includes validating and verifying KYC information through comprehensive research and cross-referencing internal and external databases. Key Responsibilities: Conduct source of wealth review in...

  • Kyc/aml Team Lead

    1 week ago

    Singapore MITRADE GROUP PTE. LTD. Full time

    Mitrade Group Ltd is a global organisation rapidly expanding to meet the demands of our ever-growing clientele base. At Mitrade, internal growth is not only welcomed but encouraged, providing our employees with the opportunity to grow, develop and succeed in their role and any future role they might have with Mitrade Group. This position not only has career...

  • Kyc/aml Team Lead

    4 days ago

    Singapore MITRADE GROUP PTE. LTD. Full time

    Mitrade Group Ltd is a global organisation rapidly expanding to meet the demands of our ever-growing clientele base. At Mitrade, internal growth is not only welcomed but encouraged, providing our employees with the opportunity to grow, develop and succeed in their role and any future role they might have with Mitrade Group. This position not only has career...

  • Leadership Role: Client KYC Team Lead

    2 days ago

    Singapore beBeeCompliance Full time $90,000 - $120,000

    Job Title:Client KYC Team LeaderJob Summary:This is a leadership position overseeing Client KYC Group Asia, responsible for ensuring regulatory compliance and mitigating AML risks. The ideal candidate will have expertise in KYC processes and team management skills.Responsibilities:Lead a team of 2 staff in Singapore to support Asia business.Organise and...

  • Kyc Team Leader, Singapore

    2 weeks ago

    Singapore Bloomberg Full time

    KYC Team Leader, Singapore Bloomberg's Legal and Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex legal issues that come with being the world's leading financial news and information company. Our team is made up of talented and...

  • KYC Operations Team Lead

    6 days ago

    Singapore Wise Full time

    Company Description Wise is a global technology company, building the best way to move and manage the world's money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and receiving international payments, Wise is on a mission to make their lives easier and save them money. As part...