Vice President, Team Lead of Client KYC Group Asia

4 weeks ago

Singapore MUFG Full time
Overview

Vice President, Team Lead of Client KYC Group Asia. MUFG is seeking a leader to oversee Client KYC Group Asia (the extended unit of Client KYC Group EMEA). In this role, you will leverage your expertise in KYC processes to ensure regulatory requirements are met and AML risks associated with client onboarding and ongoing monitoring are mitigated. You will be responsible for overseeing the KYC processes, ensuring adherence to regulatory requirements while fostering a culture of excellence and efficiency in customer due diligence. You will lead and manage the KYC team to support new and existing customers served by MUFG Securities Asia, including Financial Institutions and Corporate Clients for Global Markets, and Issuers for DCM business.



Responsibilities
  • Lead and manage a KYC team of 2 staff in Singapore for supporting Asia business
  • Organise and assign KYC tasks for staff, facilitating effective workflow and accountability
  • Provide guidance and support in executing KYC procedures for new and existing customers covered by Asia Sales and DCM Bankers
  • Act as Checker of KYC/CDD/Account document or customer data to ensure compliance with internal procedure and regulatory requirements
  • Conduct quality checks on KYC periodic review and event driven review completed by the KYC staff
  • Accurately input and maintain quality customer data in internal systems and excel worksheet
  • Produce KYC figures and regular MI reports to key stakeholders including Compliance
  • Collaborate with cross functional teams, including Legal, Compliance, Operations to enhance KYC processes and mitigate risks
  • Participate in ad-hoc tasks and projects


Qualifications
  • Degree holder in Business, Finance or other related disciplines
  • Minimum of 6 years relevant experience in CDD/KYC/AML in banking or financial institutions
  • Experience in Global Markets and Securities Firm
  • Strong understanding of KYC regulations and best practices including HK SFC and MAS
  • Knowledge of Global Markets and Global Investment Banking products and services
  • Excellent communication and interpersonal skills to effectively engage with stakeholders at all levels
  • Ability to work independently and collaboratively in a remote environment


What sets this company apart

Our client is a leading global financial institution with a strong presence in Asia. They are committed to fostering a culture of excellence and efficiency, providing their employees with opportunities for professional growth and development. They value diversity and inclusion, recognising the unique contributions each team member brings. Their commitment to regulatory compliance ensures they maintain their reputation for integrity and trustworthiness in the industry.



We regret to inform that only shortlisted applicants will be notified.



Seniority level
  • Not Applicable


Employment type
  • Full-time


Job function
  • General Business, Analyst, and Other
#J-18808-Ljbffr

  • sa/avp, kyc

    3 weeks ago

    Singapore SGX Group Full time

    Join to apply for the SA/AVP, KYC & AML role at SGX Group Join to apply for the SA/AVP, KYC & AML role at SGX Group Get AI-powered advice on this job and more exclusive features. The SGX AML/KYC Ops within Operations and Technology (ONT) assists SGX and its subsidiaries (SGX group) with anti-money laundering, sanctions screening, and transaction...

  • Vice President

    3 weeks ago

    Singapore Michael Page Full time

    Join to apply for the Vice President - Payments (Global) role at Michael Page Join to apply for the Vice President - Payments (Global) role at Michael Page High growth, late stage pre-IPO business High visibility, senior leadership role High growth, late stage pre-IPO business High visibility, senior leadership role About Our ClientOur client is a...

  • Senior Associate

    5 days ago

    Singapore Hamilton Lane Full time

    Senior Associate / Vice President, Client Solutions, Southeast Asia Join to apply for the Senior Associate / Vice President, Client Solutions, Southeast Asia role at Hamilton Lane Get AI-powered advice on this job and more exclusive features. Hamilton Lane is looking to expand our team to satisfy the needs of our growing client base. Hamilton Lane is built...

  • Kyc Vice President

    1 week ago

    Singapore Delta Capita Full time

    This a great opportunity to join Delta Capita’s fast-growing **Client Lifecycle Management (CLM)** Services Business working with some of the world’s leading financial institutions. Our Client Lifecycle Management (CLM) Services provides end to end KYC/AML and client due diligence (CDD) capabilities to help organisations optimise the management of their...

  • Vice President

    7 hours ago

    Singapore The Maples Group Full time

    **Position: Vice President - Fund Accounting** **Location: Singapore** About Us The Maples Group is a global leader in financial services, trusted by many of the world’s largest hedge fund managers, private equity firms, and international corporations. Our side-by-side financial and legal teams consistently deliver award-winning services to a global...

  • Senior Vice President/first Vice President

    2 weeks ago

    Singapore THE KOREA DEVELOPMENT BANK Full time

    **Senior Vice President/First Vice President, Corporate Banking (2 Positions) **Responsibilities - Review credit documentation (in Korean) to meet Korean regulator's requirements - Assist in client due diligence & financial analysis - Prepare regular & ad-hoc management reports (in Korean) for Head Office - Keep abreast of international lending markets &...

  • Vice President

    2 weeks ago

    Singapore Manhattan Group Full time

    **Vice President - International Hotel Operations** **Luxury Hotel Portfolio - Southeast Asia, Middle East & Europe** **Location: Singapore (initial) with relocation to Bangkok in due course** We are seeking a dynamic and visionary Vice President to lead and oversee the operations of an expanding portfolio of luxury hotels across Southeast Asia, the...

  • Vice President, Business Development Support

    4 weeks ago

    Singapore BNY Full time

    Vice President, Business Development Support (Corporate Trust) Join to apply for the Vice President, Business Development Support (Corporate Trust) role at BNY Vice President, Business Development Support (Corporate Trust) 1 day ago Be among the first 25 applicants Join to apply for the Vice President, Business Development Support (Corporate Trust) role...

  • Vice President Credit Analyst, Global Financial Institutions Group

    4 weeks ago

    Singapore Sumitomo Mitsui Financial Group Inc. Full time

    Vice President Credit Analyst, Global Financial Institutions Group Join to apply for the Vice President Credit Analyst, Global Financial Institutions Group role at SMBC Group . Overview Join to apply for the Vice President Credit Analyst, Global Financial Institutions Group role at SMBC Group . Responsibilities Prepare credit applications (new and renewal)...

  • Client Due Diligence Manager

    7 days ago

    Singapore Bank of Singapore Full time

    **Client Due Diligence Manager - Periodic Review (Vice President)** **-** **(**25000083**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Client Due Diligence Manager!** At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a...