
Compliance Manager, Asset Management
7 days ago
-Amethyst Partners
Singapore
Posted 10 minutes ago Permanent Competitive
- L
- POSTED BY
- Loretta Chan
- DirectorFollow
- Our client is an established fund management firm investing in public securities such as equities, fixed income etc. As the business continues to grow, they are looking for a Compliance Manager and the role is based in SingaporeKey responsibilities:
- Oversee and execute compliance activities for the firm such as business compliance, investment compliance and regulatory compliance etc
- Liaise with regulators on regulatory compliance and filings
- Manage and monitor AML/CTF framework
- Collaborate with different offices to devise and execute compliance policies for the firm
- Identify any potential compliance issues and provide solutions to the business
- Update and advise the management on compliance issue and ensure the firm is in line with the regulatory standard and requirements
- Keep track of new regulatory development and maintain the necessary filling
- Participate in compliance projects when necessary
Key requirements:
- Bachelor’s degree in Business or Law, or other discipline
- At least 5 years of compliance experience in fund/ asset management industry such as mutual fund, hedge fund etc
- Sound knowledge of regulatory compliance requirements in fund / asset management industry
- Meticulous, diligent, motivated
- Excellent communication and presentation skills
- EA License Number: 16C7899
- Registration no: 201525121K
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