Compliance Executive

6 days ago


Singapore MITSUBISHI ELECTRIC ASIA PTE LTD Full time

Being an essential part of the Compliance, this role is to support the Head of Compliance in the oversight of the compliance activities, focusing on the Information Security Management - General Baseline (ISM-GB). This role also provides assistance to the Compliance Senior Executive in the general administration of the compliance plan and activities, as well as to cooperate with other internal stakeholders (Internal Audit and IT) in respect of the ISM-GB audit and compliance matters.

**Your responsibilities**
- To assist in reviewing ISM policy, facilitate ISM Committee meeting and maintain ISM Organizational Chart, ISM Self-Checks and ISM Standards Self-Evaluation Form for contractors.
- To assist in coordinating ISM audits, facilitate re-mediations of audit findings by training staff to make course corrections and prevent future violations.
- To assist in the investigation of Information Security incident/accidents in order to timely report to the management and Headquarters.
- To assist in organizing, designing and delivery of compliance training (ISM, Compliance, etc).
- To assist in preparing and monitoring the annual compliance activities
- The scope of this role may from time to time be extended in line with the extension in the scope of compliance activities, and will be groomed to independently lead the compliance activities related to ISM-GB.

**Your Skills**
- Strong time management, organizational skills and attention to deadlines.
- An analytical mind and ability to think critically in problem solving
- Able to work independently and as part of a team
- Good communication skills
- Resourceful & proactive.

**Your Profile**
- Recognized degree in any discipline
- Experience is not essential


  • Compliance Manager

    1 week ago


    Singapore Konfer Executive Group Full time

    Our client is looking for an experienced Compliance Manager to help support its growth by coordinating the creation, review and implementation of policies and procedures, established by the agencies that regulate the company. In this role, you will be responsible for managing and executing the compliance function in Singapore to support growth. Familiar...

  • Compliance Manager

    9 hours ago


    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Compliance Executive

    2 weeks ago


    Singapore CADMUS RESOURCES Full time

    **Senior Compliance Executive /Compliance Executive** - ** J**apanese MNC Companies - Opportunities to work with Regional Team - Attractive Remuneration **Key Responsibilities**: - Help implement compliance activities and initiatives within the company and the SEA + India region (including annual compliance programs, compliance activities and periodical...


  • Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

    Roles & ResponsibilitiesOur client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance...


  • Singapore DN & ASSOCIATES EXECUTIVE SEARCH PTE. LTD. Full time

    Based in the north of Singapore, our Client is an industrial powerhouse committed to delivering quality, cutting edge technologies to their customers worldwide. They are looking for a Head of Legal and Compliance to join them. You will oversee the Company’s business conduct in compliance to local & international law and regulations. Managing a team, you...

  • Compliance Officer

    2 weeks ago


    Singapore BTI Executive Search Pte Ltd Full time

    Key Responsibilities: - Assisting the CEO and management in taking measures to promote best practices and awareness across the bank with respect to MAS laws and regulations (both AML and non-AML related) that the Bank need to comply with - Act as liaison officer between the Bank and MAS and ABS for clarification on matters/issues pertaining compliance to...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...


  • Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...

  • Compliance Executive

    9 hours ago


    Singapore KENSINGTON TRUST SINGAPORE LIMITED Full time

    **Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...


  • Singapore BTI EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance frameworks. Key Responsibilities:...