Vp Compliance

22 hours ago

Singapore The Edge Partnership Full time

You will be an important member of the Compliance Team and will be supporting the front office team. To succeed in this role, you should be able to provide active guidance and challenge the business in regulatory developments, new product development and in making changes to existing products, as well as guidance on live queries on policies and regulations.

You should have at least 10 years of relevant Private Bank compliance experience and have sound and demonstrable knowledge and understanding of Singapore regulatory and the spectrum of financial products used by the Private Banks.

Job Responsibilities
- Identification and assessment of compliance risks through thorough reviews of business activities, changes, processes, testing and systems to.
- Identification and investigation of potential market abuse, including but not limited to, Insider Dealing, Unlawful Disclosure, Market Manipulation or Anti-Competitive Conduct.
- Conduct investigation of compliance risk events or breaches. Oversight and check and challenge of corrective actions and preventative measures to avoid future occurrences.
- Implementation of compliance policies and procedures in line with regulatory requirements and ensuring that the bank’s internal policies are aligned with international standards, including jurisdictional requirements.
- Collaboration with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.
- Identification, investigation and oversight of potential money laundering, terrorist financing or other financial crime.
- Advise key stakeholders, including functional leadership teams and senior management on functional and cross functional areas of impact and alignment.
- Manage and mitigate risks through assessment, in support of the control and governance agenda.
- Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.

Skills Required
- Possess a Bachelor’s Degree or higher in Banking & Finance, Business, Engineering etc.
- At least 10 years of of relevant experience with over 3-5 years of experience in Business Compliance oversight within a private bank business.
- Have private bank compliance experience and have sound and demonstrable knowledge and understanding of Singapore regulatory and the spectrum of financial products used by the Private Banks.
- Have collaborated with 1LOD, other relevant Compliance teams and legal, and relevant risk management functions to facilitate a comprehensive approach to compliance and risk management.

EA Licence: 16S8131

Recruiter Licence: R22104669

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