Regulatory Compliance Advisor

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Overview ExxonMobil, a leading energy company, invites you to bring your ideas to help create sustainable solutions that improve quality of life and meet society’s evolving needs. Learn more about our What and our Why and how we can work together . What role you will play in our team Join ExxonMobil as a Regulatory & Compliance Advisor. Become part of a...

**About us** At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world’s largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for. The success of our Upstream, Product Solutions and...

**Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - **Regulatory Gap Assessments**: Conduct and manage gap assessments for existing and new regulations to ensure the organisation’s policies are aligned with current and emerging regulatory requirements. - **Global Compliance Alignment**: Develop and localise compliance policies based on...

Our client, a global investment company, is seeking a Regulatory & Compliance Counsel to join their Singapore team. This is an exciting opportunity to provide strategic regulatory guidance across the firm's operations, including licensing, regulatory engagement, and transactional compliance across multiple jurisdictions.ResponsibilitiesSupport the...

Overview At Principal, we invest in what matters. And building talented teams is where it all begins. We’re drawn to people who bring unique perspectives, passion, and expertise to help us advance the financial security and well-being of our customers, transform our growing business, and drive positive change in the communities where we live and work. When...

**Key Responsibilities**: - Act as the primary compliance advisor to APAC Distribution leadership. - Oversee first-line compliance activities and support regional sales, marketing, and client services teams. - Develop and maintain regional policies, procedures, and compliance frameworks. - Coordinate with legal, global compliance, and risk teams to ensure...

**Your Job**: You’re not the person who will settle for just any role. Neither are we. Because we’re out to create Better Care for a Better World, and that takes a certain kind of person and teams who care about making a difference. Here, you’ll bring your professional expertise, talent, and drive to building and managing our portfolio of iconic,...

Job DescriptionAs part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to:Regulatory Liaison and Stakeholder ManagementAssist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.)Manage both internal and external...