Regulatory Advisor
3 days ago
Our client, a global investment company, is seeking a Regulatory & Compliance Counsel to join their Singapore team. This is an exciting opportunity to provide strategic regulatory guidance across the firm's operations, including licensing, regulatory engagement, and transactional compliance across multiple jurisdictions.
Responsibilities
- Support the development and execution of the firm's regulatory compliance framework, with a focus on Singapore and key international markets.
- Provide legal support on regulatory aspects of corporate transactions, including M&A and capital markets activities.
- Monitor and assess regulatory developments across relevant jurisdictions, advising on implications and risk mitigation strategies.
- Engage with regulatory authorities (e.g., MAS, SGX, SEC, FCA) on relevant matters.
- Oversee ongoing compliance with regulatory approvals and licensing obligations globally.
Requirements
- 6–10 years' PQE with relevant experience in legal practice or in-house roles within financial services, focusing on regulatory, compliance, or transactional matters.
- Proven experience advising on transactional matters within regulated environments.
- Hands-on involvement in regulatory submissions and licensing processes.
- Awareness of cross-border regulatory considerations and licensing regimes.
COMPLIANCE_LEGAL
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