Private Banking Compliance

**Responsibilities**: Support the Senior Management in ensuring compliance with external and internal Regulations and manage operational, regulatory and reputational risks. Work closely with Head Office and overseas offices (particularly, Hong Kong, Dubai and Thailand) to provide input on account opening Maintain strong relationships with key stakeholders...

Roles & ResponsibilitiesOur client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance...

Our client is seeking an experienced Compliance professional to support the regulatory compliance function within their Private Banking business. The role focuses on ensuring adherence to relevant laws and regulations, particularly in anti-money laundering (AML), and contributing to the development of effective compliance frameworks. Key Responsibilities:...

Compliance Expert RoleThis Compliance Expert position is focused on supporting the Front Office in new client account openings. Key responsibilities include guiding the Front Office on KYC, SOW, and AML requirements, ensuring accurate and timely client onboarding, conducting risk assessments, and maintaining compliance with regulations.To excel in this role,...

**The organisation offers you the chance to**: - Advise the private banking business on regulatory obligations, licensing requirements and carry out necessary regulatory changes internally. - Keep abreast of regulatory changes affecting the bank and ensure that internal compliance policies are updated/robust. - Establish compliance policies and assist in...

Regulatory Compliance ProfessionalWe are seeking an experienced Regulatory Compliance professional to support the regulatory compliance function within our Private Banking business.Key Responsibilities:Develop and maintain effective compliance policies and procedures that align with internal standards and local regulatory requirements.Support the Compliance...

Assist the Head of Compliance of Singapore Branch in providing regulatory compliance related advisory, managing compliance program and carrying out compliance monitoring and reviews to ensure Bank’s compliance with applicable laws and regulations, including Banking Act, Securities & Futures Act (“SFA”), Financial Advisers Act (“FAA”) and relevant...

Our client is an established financial institution looking to hire an experienced KYC professional to guide the private banking business on onboarding KYC requirements. This role sits within the second line of defense, will work closely with the head of compliance and have abundant exposure towards senior stakeholders. Some of the key responsibilities will...

Our client is an established financial institution seeking to hire an experienced compliance professional for the private banking business.This role sits within the second line of defense, working closely with the head of compliance and exposing you to senior stakeholders.We are looking for a candidate who can guide our team in meeting all onboarding KYC...

Job Description:Conduct compliance testing on regulatory areas excluding AML for the private banking business across APAC.The role will support corporate and investment banking business' compliance testing as a secondary responsibility.Develop, refresh and carry out yearly compliance testing plan to assess controls in investment suitability, best execution,...