Compliance Consultant

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

Our client is a leading consultancy firm that provide a comprehensive range of compliance services to assist financial institutions with their MAS compliance needs. They are looking to grow their team, looking for a Consultant. **Duties comprise of**: - Conduct review of compliance documents, covering all aspects of regulatory compliance - Good knowledge...

**About Northern Trust**: Northern Trust, a Fortune 500 company, is a globally recognized, award-winning financial institution that has been in continuous operation since 1889. Northern Trust is proud to provide innovative financial services and guidance to the world’s most successful individuals, families and institutions by remaining true to our...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Introduction Curia Regis is a professional regulatory compliance services firm dedicated on assisting regulated financial institutions in Singapore with their initial and ongoing regulatory obligations under the MAS' purview.We are seeking a highly motivated, driven and results-oriented individual to join our growing dynamic team in Singapore.The role is as...

Overview Curia Regis is a professional regulatory compliance services firm dedicated on assisting regulated financial institutions in Singapore with their initial and ongoing regulatory obligations under the MAS' purview. We are seeking a highly motivated, driven and results-oriented individual to join our growing dynamic team in Singapore. The role is...

We are a Corporate Service Provider(CSP) registered with ACRA, providing Serviced Office and Virtual Office services. As part of our commitment to maintaining the highest standards of regulatory compliance, we are seeking a qualified and dedicated Compliance Consultant to join our team. Position: Compliance Consultant Location: Singapore Employment...

Kai Global Consulting is a one stop, end-to-end consulting and services provider, specialising in the alternative investment industry. The company is headquartered in Singapore and offers scope of services from back to middle office. Kai Global Consulting seeks to add a motivated and disciplined member to represent the Company as the point of contact to...

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

Roles & ResponsibilitiesAn exciting opportunity to join a global investment firm 1 year contract with opportunity to extend and convertAbout Our ClientOur client is a leading global investment firm that manages a range of alternative asset classes. It pioneered the leveraged buyout model and has since grown into a major player in global finance.Job...