Regional Head Compliance

2 weeks ago


Singapore Partners Group Full time

**What it's about**

In this role of Regional Head Compliance (Asia), you will be primarily responsible for the regulatory obligations in the Asia-Pacific region particularly including our regulated entities in Singapore, Japan and Australia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business in the Asia-Pacific region. You will be based in our regional hub office in Singapore and reporting directly to the Global Co-Head of Compliance.

**Key Responsibilities**:

- Work closely with the Country Heads of Compliance in Singapore, Japan and Australia and other internal functions to ensure that processes, systems and controls are in place to comply with applicable regulatory requirements across the Asia-Pacific region.
- Manage a team of currently 3 employees and an external consultant
- Provide compliance advice and support to the business on applicable compliance policies and procedures, e.g. trading or marketing related queries.
- Oversee regional regulatory risk assessments, oversee local compliance monitoring to supplement the global program, and lead your team in following up on any internal control reviews/audits conducted internally or by third parties.
- Proactively identify gaps, highlight any potential concerns/ risks, recommend remediation actions and share best practices to enhance existing processes.
- Help and support the Global Co-Heads of Compliance to drive the Compliance team's strategy and do prepare the Compliance team for future challenges by sharing ideas, mapping new concepts and challenging the existing set-up.
- Monitor and assess market trends and regulatory developments relevant to the business in the Asia-Pacific region.
- Lead global initiatives/projects and provide support to the regional compliance team in Asia.

**What we expect**
- University graduate in Law, Business, Accounting or related discipline.
- 10-15+ years of relevant regulatory compliance experience, in the Asset Management / Investment Management industry across the Asia-Pacific region.
- Outstanding people leader.
- Team player and collaborative approach is a must.
- Excellent written and verbal communication skills with the ability to present analysis and recommendations.
- Strong analytical skills with experience in problem-solving and being able to implement and deliver solutions independently.
- Takes the lead in team projects and initiatives (e.g. supporting the implementation of new regulations) with the ability to manage assignments with competing priorities with full ownership and high autonomy considering best practice and competing firms.
- Successful in building, maintaining and leveraging internal and external relationships including with the relevant regional regulator(s), auditors and other stakeholders.

**What we offer**

Partners Group is a global financial institution that retains the culture, pace and agility of a start-up. As a growing firm, we are committed to attracting, developing and retaining the very best talent, by offering a workplace where results are truly recognized and rewarded. We offer a fantastic opportunity for you to grow:

- Professional, international working environment
- Challenging, rewarding career within a growing company
- Collaborative environment, with on-the-job training and mentorship opportunities
- 25 vacation days
- One-month sabbatical after every five years of service
- Lunch allowance
- Education assistance program
- Fun office and team events, including volunteer opportunities to connect with and help our local communities



  • Singapore SOMPO HOLDINGS (ASIA) PTE. LTD. Full time

    We are seeking a Regional Head of Compliance (SVP, Asia Complianance) that will oversee Compliance in the Asia Pacific Region for Sompo International, based preferably in our APAC regional headquarters in Singapore, or elsewhere in close proximity, and reporting to the Sompo International Chief Compliance Officer (based in New York). This individual will be...


  • Singapore Qontel Search Pte Ltd Full time

    -Qontel Search Pte Ltd Singapore Posted 2 hours ago Permanent Competitive - We seek a skilled and experienced Regional Head of Compliance to join a respected financial institution based in Singapore.- You should be a qualified Compliance professional with at least 12 years of relevant experience in the financial industry and a strong understanding of the...

  • Head of Compliance

    2 weeks ago


    Singapore Empower Partners Singapore Full time

    Head of Compliance – Global Bank, Indonesia Head of Compliance – Global Bank, Indonesia Get AI-powered advice on this job and more exclusive features. Direct message the job poster from Empower Partners Singapore Founder of Empower Partners | Executive Search – C Suite | Certified Coach Our client, a leading global bank, is hiring a Head of Compliance...


  • Singapore KEPLER SEARCH PTE. LTD. Full time

    **APAC Head of Legal and Compliance Commodities Trading - Bulk Commodities **Highlights**: - Resposible for both Legal and Compliance for a physical and derivatives trading company - Regional leadership role Resposibilities: - **Leadership & Team Development**:Supervise a group of senior legal and compliance professionals across the region. - **Legal...


  • Singapore Allianz Global Corporate & Specialty Full time

    **Regional Head of Legal & Compliance, Asia Pacific** **Job Summary** Oversee, coordinate, manage and advise on all aspects of legal, regulatory, and compliance affairs of AGCS SE Branch offices (Singapore, Hong Kong, India, South Korea) and its subsidiaries (Japan) within APAC ("APAC Region") to ensure the protection of AGCS's legal rights and enable its...

  • Head of Compliance

    5 days ago


    Singapore GYK TALENSYNC PTE. LTD. Full time

    **Head of Compliance - Fintech / Payments (Singapore)**: **Location**:East Area **Salary Range**:SGD 10,000 - 15,000 per month **Employment Type**:Full-time, Permanent **Target Start**:September 2025 **About the Role**: Client is a high-growth, Singapore-based fintech and digital payments platform, backed by an established regional group. They are building...


  • Singapore Hays Full time

    My client, one of the global most recognisable insurance firm, is currently looking for Regional Head of Legal & Compliance (APAC) to work in their flagship Singapore office. This is an exceptional opportunity to join a best in class legal team at senior managerial level. Working for one of the largest insurance firm globally and operating behind a market...

  • Head of Compliance

    2 weeks ago


    Singapore Hello Clever Full time

    Join to apply for the Head of Compliance role at Hello Clever 1 day ago Be among the first 25 applicants Join to apply for the Head of Compliance role at Hello Clever Join a Fintech That's Redefining Payments and Rewards At Hello Clever, we're transforming the way people and businesses move money - fast, securely, and with instant rewards. As we continue to...


  • Singapore Argyll Scott Full time

    My client, an established investment bank in the region is looking for a Head of Compliance, SEA to join the team in Singapore. **Responsibilities** - Set the policies and procedures for legal and regulatory requirements for the entities in Singapore and the region. - Maintain and strengthen corporate governance and oversee the delivery of a strong...


  • Singapore Zurich Cover-More Full time

    Join to apply for the Head of Compliance, Asia role at Zurich Cover-More Join to apply for the Head of Compliance, Asia role at Zurich Cover-More Get AI-powered advice on this job and more exclusive features. Job Type: Permanent - Full TimeLocation: SingaporeJob Category: Insurance & SuperannuationJob DescriptionLet's grow togetherZurich Cover-More is...