
Surveillance Manager
3 days ago
**About Our Client**:
Our client is a global leader in securities and trading, recognized for their excellence in regulatory compliance and innovation.
They are seeking a Market surveillance specialist to drive their compliance initiatives and ensure adherence to financial regulations for their Singapore office.
**Key Responsibilities**:
- Identify and address potential market misconduct to ensure a fair, orderly, and transparent market.
- Develop and implement frameworks to enhance trade surveillance and investigate market misconduct.
- Monitor market activity through daily analysis of trading alerts and escalation of suspicious behavior to regulators.
- Collaborate with regulators and law enforcement agencies as needed.
- Assist the Corporate Secretary in matters related to corporate governance and the Board of Directors.
- Maintain effective communication with shareholders and the Board of Directors.
- Assist in reviewing whistleblowing complaints and disciplinary breaches.
**Requirements**:
- Bachelor's degree from a reputable institution.
- Minimum of 5 years of relevant experience in securities/derivatives trading for trade/ market surveillance
- Strong teamwork, communication, and interpersonal skills
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