Compliance Executive

Our client is looking for an experienced Compliance Manager to help support its growth by coordinating the creation, review and implementation of policies and procedures, established by the agencies that regulate the company. In this role, you will be responsible for managing and executing the compliance function in Singapore to support growth. Familiar...

You will be required to - Manage and implement all aspects of the firm's global compliance program, including an internal compliance team and third party compliance analysts. - Assessing and responding to time-sensitive compliance-related inquiries from the senior leadership team, the legal and compliance team, the investor relations team, the operations...

P- Posted by - Paul Zhong- Recruiter My client is an international private equity firm with global presence, due to expansion, they are seeking a senior director with expertise in SEC regulations and strong background working in Private Equity firms to join them in a Global Compliance role. Do note that this role is based in Singapore You will be required...

Job Overview:As an IT Desktop Support Engineer with Excis Compliance, you will be responsible for resolving tech issues and ensuring smooth day-to-day operations in a fast-paced business environment. You will have the opportunity to work with cutting-edge technologies and be part of a dynamic team.Key Responsibilities:Deploying and administering End User...

Company Overview:Excis Compliance is a leading company in Singapore's business district. We are seeking an experienced IT Desktop Support Engineer to join our global team.Job Description:You will be responsible for deploying and administering End User Service core infrastructure technologies, responding to IS incidents, executing software installations,...

About the Role:This is an exciting opportunity to join our global team as an IT Desktop Support Engineer. You will be responsible for deploying and administering End User Service core infrastructure technologies, responding to IS incidents, executing software installations, providing IS assistance, ensuring security and policy compliance, and contributing to...

Based in the north of Singapore, our Client is an industrial powerhouse committed to delivering quality, cutting edge technologies to their customers worldwide. They are looking for a Head of Legal and Compliance to join them. You will oversee the Company’s business conduct in compliance to local & international law and regulations. Managing a team, you...

At Excis Compliance, we're seeking a skilled IT Technical Support Specialist to join our team. As an IT Technical Support Specialist, you will provide top-notch hardware and software support to employees and new hires.Key ResponsibilitiesInstall and image Windows and Apple laptops/desktops, including IMAC (installations, moves, additions, and changes) and...

Job Title: Compliance ExecutiveOverview:OAKTREE CONSULTING seeks a highly skilled Compliance Executive to join our team. As a key member of our organization, you will be responsible for ensuring compliance with legislative and regulatory standards.Description:The Compliance Executive will work closely with the Lead, Compliance & Risk Management Office (CRMO)...

**[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

Job Description Our client is looking for someone who is self-motivated, proactive, meticulous and adapts fast to changes. As the IT executive, you will need to have good communication skills and be a team player. You will need to work well under pressure and know how to prioritize tasks effectively. You need to be innovative and creative and come up with...

**Your next opportunity** You will play a crucial role in assisting our organisation in maintaining regulatory compliance. Your responsibilities will encompass ensuring adherence to industry-specific and regulations, conducting compliance assessments, and collaborating with internal teams to implement best practices. This role offers an exceptional...

Posted by: Joe Chua Recruiter View profile & contact Our Client is the REIT Manager of a prominent REIT listed on SGX. They are looking to add a Risk and Compliance Manager to the team based in Singapore. You will be responsible for the whole spectrum of risk management and compliance functions in support of the listed REIT. The Role - Advising...

**Position Overview**: The Compliance Executive will be responsible for providing support to the Head of Infrastructure Operations, Sustainability and Compliance in the following areas: Standards Set-up, Document Control & Management, Data Analysis, Training Support, Internal Audits, Regulatory Research & Stakeholders Engagement. **Key...

Our client in the banking industry is hiring an experienced KYC/AML Compliance professional. Team Lead, KYC Compliance - Private Banking This role will entail reporting to the Head of Legal & Compliance in Singapore with the main responsibilities of: - Manage and oversee all Singapore private wealth (PW) regulatory compliance matters, and lead the team -...

About Our ClientPage Executive is a leading fintech company in Southeast Asia, revolutionizing the shopping experience with cutting-edge payment solutions.With a dynamic team of innovators, we empower consumers to take control of their finances while boosting sales for retailers.Our client operates across diverse markets, driving financial freedom and...

**Overview** - Develop project timelines and checklists for Trade Operations / Compliance, Warehouse, Freight Transportation, and Customer Service. - Monitor interdependencies and escalate risks through the channels. - Liaise and coordinate closely with cross-functionl team for the transition throughout all projects - Demonstrate understanding of market...

**[Your Next Opportunity]** Are you passionate about regulatory compliance and keen to make a difference in an organization? As a Compliance Executive, you will play a vital role in ensuring that our operations comply with industry-specific regulations. You will be responsible for performing compliance assessments, conducting customer due diligence, and...

**COMPANY OVERVIEW** A fintech pioneer with decades of success, holding broker-dealer and capital markets services licenses in multiple jurisdictions through its subsidiaries. We are committed to empowering brokers, banks, asset managers, and fintech with scalable and innovative investment and trading solutions that enable access to a comprehensive network...

**Role**: - The Compliance Executive will work closely with and assist the Compliance Manager and HOD in compliance matters and will implement and maintain the group compliance programme. - The Compliance Executive reports to the Head of Legal & Risk. **Functions and objectives**: - Assist as entry point in the client screening and onboarding process and...