Market Surveillance Officer

**What the role is** - Analyst - Senior Analyst (Surveillance & Consumer Protection Dept) **What you will be working on** - You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing...

Roles & ResponsibilitiesThe candidate will support the Legal, Regulatory and Compliance Department ("LCD") and reports to the Chief Regulatory Officer.Key Duties and Responsibilities:1) Market Surveillance a) Identify potential market misconduct and other behaviour that impact APEX's operation of a fair, orderly and transparent market b)...

Roles & ResponsibilitiesJob Responsibilities Conduct pro-active surveillance through CCTV of all casino related operations to ensure the integrity of the games, the safety and security of our guests, team members and Resorts World assets are maintained. Investigate complaints/queries in a timely manner. Observe, record and report on all matters relating...

Ashford Benjamin are supporting an Investment Bank who are building out their Singapore office. As part of this growth, a new opportunity has arisen within their Compliance function for a Surveillance professional who will monitor sales and trading activities, via surveillance of both communications and trade execution. As part of this role, you will be...

An exciting opportunity awaits a skilled AVP Market Surveillance to join a prestigious financial institution. We are in search of an AVP Market Surveillance professional with **robust experience in derivatives trading or derivatives trade surveillance**. In this capacity, you will identify potential **market misconduct** and other behaviour impacting...

**About Our Client**: Our client is a global leader in securities and trading, recognized for their excellence in regulatory compliance and innovation. They are seeking a Market surveillance specialist to drive their compliance initiatives and ensure adherence to financial regulations for their Singapore office. **Key Responsibilities**: - Identify and...

**Location** Singapore, Central Singapore **Job Type** Permanent **Date Posted** 3 hours ago Additional Details **Job ID** 96209 **Job Views** 3 **Job Description**: Job Responsibilities This role reports to the Team Lead, Market Surveillance. The Market Surveillance team monitors the daily transactions conducted by Global Markets and ensure that...

BitMEX is the world's leading cryptocurrency derivatives trading platform, which has pioneered cryptocurrency trading through relentless commitment to change, and continues to set benchmarks for innovation, liquidity, and security today. As the world's most advanced peer-to-peer crypto-products trading platform and API, BitMEX gives knowledge, confidence,...

Job details - Location - Singapore - Salary - S$200000 - S$250000 per annum - Job Type - Permanent - Ref - BBBH114772_1675926136 - Working Environment - Hybrid - Benefits - Bonus Scheme - Posted - about 3 hours ago Job summary My clients is a first tier corporate and institutional bank. They are looking for an experience professional with experience in...

**AVP/VP Member Supervision & Market Surveillance - Central, Singapore** An established derivatives/digital assets exchange is seeking a Member Supervision & Market Surveillance professional. You will be given an exciting opportunity to work closely with the Head of Legal & Compliance to manage the regulatory compliance, member supervision & market...

The role of the Sales Surveillance Officer reports to Lead, Sales Surveillance. You are required to support the Lead of Sales Surveillance in administering the conduct risk framework and administering the Balanced Scorecard framework and sales advisory standards for the company. You are also required to perform investigation of any sales conduct related...

**Your new company** My client, one of the market leaders in the banking sector, is currently looking for a VP/Director, Front Office Conduct Surveillance (FOCS) to work in their flagship Singapore office. **Your new role** Reporting to Head of Front Office Conduct Surveillance (APAC), you will be responsible on: - Daily monitoring of Front Office activity...

**Company overview** **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan markets, which includes Singapore, Hong Kong, Taiwan, Malaysia, India, Indonesia,...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Company overview** Aon’s Benefit Index®, Nomura’s benefits **rank **#1 **amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...

Prudential's purpose is to help people get the most out of life. We will deliver our purpose by creating a culture in which diversity is celebrated and inclusion assured, for our colleagues, customers, and partners. We provide a platform for our people to do their best work and make an impact to the business, and in exchange, we support our people's career...

**Company overview** Aon's Benefit Index ®, Nomura's benefits **rank** **#1** amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...

Analyst - Senior Analyst (Retail Branch / Market Development & Surveillance Dept) You will be part of a dynamic team responsible for: - Formulating effective policies and regulations to ensure a competitive and sustainable retail electricity market where consumer interests are protected - Planning and managing multi-year projects in relation to the...

In this critical and dynamic role, you will be responsible for conducting surveillance activities on Front Office activities in accordance to SFA/FAA requirements, MAS Notices & Guidelines, Fair Dealing Guidelines and Private Banking Code of Conduct. Your role involves collaborating with front office personnel to conduct comprehensive surveillance reviews,...

**Voice & Chat Surveillance Specialist**or a similar position within a financial institution, likely focusing on **Compliance and Risk Management**within the **Asia Pacific (APAC) region**. **Key Responsibilities**: - Acts as primary interface with business lines (Business COOs, Conduct & Control Officers, Front-Office Conduct & Surveillance) as well as...