Regulatory Compliance Manager

1 week ago

Singapore Bank of Singapore Full time

Regulatory Compliance Manager (AVP)

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today

Bank of Singapore opens doors to new opportunities.
Start your career with Bank of Singapore as a **Regulatory Compliance Manager ** **

**Responsibilities**
- Take a consultative approach in providing timely and quality advice to business, risk and infrastructure units on compliance, regulatory and policy matters.
- Formulate and timely update Compliance head office policies and procedures to ensure that they are in-line with regulatory requirements and mitigate compliance risks; and assist in the roll-out and/or training of these policies and procedures group-wide.
- Work with external counsels to draft/review cross border marketing guidelines to guide Front Office on engagement with clients based in various countries, and support Business in their implementation of processes/controls to comply with the cross border marketing guidelines.
- Work closely with business, risk and infrastructure units to assess incidents whether they are regulatory breaches and/or involve staff misconduct, and handle reporting of regulatory breaches and/or misconduct to MAS.
- Assist to undertake management action plan to close Compliance-related audit points by regulator, internal audit and external audit.
- Coordinate with internal stakeholders to address and respond to regulatory inquiries on a timely basis.
- Timely escalation of adverse or significant compliance/regulatory issues to Compliance management.

**Qualifications**
- Minimum 8 years of relevant experience, preferably in private banking compliance; or with MAS or audit firms
- Good understanding of the regulatory framework for private banking/wealth management business, including but not limited to Banking Act, Securities and Futures Act, Financial Advisers Act and Private Banking Code of Conduct.
- Excellent interpersonal skills and the ability to work collaboratively in a team-oriented environment.
- Exceptional written and oral communication skills, with ability to communicate complex ideas effectively.
- Strong analytical and problem-solving skills; able to quickly identify the issues, exercise sound judgement and manage execution under pressure.
- Attentive to details and capable of multi-tasking in a fast-paced environment; able to meet tight timelines and work independently.
- Degree holder from a reputable university, preferably with outstanding academic record.
- Relevant professional/industry qualification such as ICA Diploma in Compliance would be an advantage.

Job ID 240001GI
- ABOUT COMPANY
- Bank of Singapore
- Singapore
Private Banking / Wealth Management

Asia's global private bank Bank of Singapore is a wholly owned subsidiary of OCBC Bank, Southeast Asia’s second largest bank. Headquartered in Singapo...

  • Associate/ Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

  • Compliance Manager

    2 weeks ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Manager / Senior Manager (Compliance)

    2 weeks ago

    Singapore Gambling Regulatory Authority Full time

    **What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

  • Manager - Compliance (Regulatory Compliance)

    2 weeks ago

    Singapore HL BANK Full time

    Roles & ResponsibilitiesJob ResponsibilitiesRegulatory Compliance & internal Reporting1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO").3. Communicate relevant new and updated...

  • Regulatory Compliance Manager

    7 days ago

    Singapore TENTEN Partners Pte. Ltd. Full time

    **Regulatory Compliance Manager**: **Job scope**: - Provide compliance advisory support in accordance to financial regulatory requirements. - Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings and inspections. - Work closely with the team and internal stakeholders on the analysis and assessment of...

  • Regulatory Compliance Manager

    7 days ago

    Singapore Revolut Full time

    Overview Regulatory Compliance Manager (Wealth & Trading) at Revolut. Compliance is a key team that ensures Revolut's products and processes meet regulatory requirements and translate this into the best customer outcomes. What You'll Be Doing Supporting regulatory licence applications and other regulatory engagements Providing expert regulatory advice to...

  • Regulatory Compliance Manager

    2 weeks ago

    Singapore RANDSTAD PTE. LIMITED Full time

    About the companyWe are partnering with a leading life insurance company in Singapore to find a dedicated and experienced Regulatory Compliance Manager. This is a pivotal role that reports directly to the Head of Compliance, where you'll play a key role in a collaborative team, overseeing all facets of regulatory compliance and data governance.About the job...

  • Regulatory Compliance Manager

    1 week ago

    Singapore Randstad Singapore Full time

    About the company We are partnering with a leading life insurance company in Singapore to find a dedicated and experienced Regulatory Compliance Manager. This is a pivotal role that reports directly to the Head of Compliance, where you'll play a key role in a collaborative team, overseeing all facets of regulatory compliance and data governance. About the...

  • Regulatory Compliance

    1 week ago

    Singapore Woori Bank Full time

    Regulatory Compliance (Specialist/Senior Specialist) As part of the Regulatory Compliance Team, the hired candidate is expected to perform the following duties, and not limited to: Regulatory Liaison and Stakeholder Management Assist the Regulatory Compliance Manager in liaising with regulatory authorities and government agencies (eg. MAS/ABS/ACRA etc.) ...

  • Regulatory Compliance Manager

    6 days ago

    Singapore Cobo Full time $90,000 - $120,000 per year

    Job Overview We are seeking a Regulatory Compliance Manager to lead our regulatory engagement and licensing initiatives across Singapore and other jurisdictions. This role plays a key part in ensuring our compliance framework remains robust, responsive to regulatory changes, and aligned with business growth - particularly within the digital asset and...