Financial Compliance Lead

1 week ago

Singapore Tools for Humanity Full time

**About the Company**:
**This opportunity would be with Tools for Humanity.**:
**About the Team**:
The Legal team is responsible for all of Tools for Humanity's legal and government affairs globally. We partner cross-company to help advance blockchain projects, improve our products (hardware devices, non-custodial wallet app, and Proof of Personhood technology), and ensure regulatory compliance in areas such as securities, AML/CFT, consumer protection, trade, IP and labor, among others. We have earned a reputation for responsiveness, technical acumen, practicality, and integrity. Everyday, we have a high impact.

**About the Opportunity**:
The Financial Compliance Lead will manage and run the company's compliance program. The Lead is responsible for ensuring the company can adequately and proactively manage TFH's compliance risks, with a significant focus on financial compliance.

**In this role, you will**:

- Develop, implement, and monitor comprehensive compliance policies and procedures related to TFH's Global Compliance Program and Anti Money Laundering (AML) Program.
- Maintain TFH compliance with BSA requirements.
- Collaborate with key stakeholders including Operations, Product, and Market Operations.
- Help manage, together with the Anti Money Laundering Compliance Officer, TFH's Money Service Business registration and related risks and requirements.
- Perform online research to complete the KYB/KYC process including reviewing sanctions sites, screen for politically exposed persons (PEPs) and determining (AML) exposure.
- Research using Nexis Diligence, KYC software (Persona etc.), and other online databases.
- Maintain our financial compliance records.
- Manage compliance resources (internal and external) to ensure quality control and appropriate management of the compliance function.

**Skills**:

- Use tech literacy, financial regulation knowledge and legal background to research and execute our financial compliance program.
- Operational knowledge in running a sound compliance program, with hands-on knowledge and an understanding of regulatory requirements (BSA/AML regs, EU Money Laundering Directives, OFAC requirements and consumer protections regulations).
- Take responsibility, under attorney supervision, for operationalizing certain core compliance functions, ensuring the implementation of appropriate controls that reflect the business' inherent risks and regulatory requirements, including: risk-based (KYC/B), transaction monitoring (both on-chain and off-chain), watchlist screening, and regulatory reporting procedures.
- Collaborate with international teams to prepare consistent and accurate responses and gather materials.

**About You**:

- Financial compliance or paralegal skills; Bachelor's degree or equivalent (e.g., Paralegal certificate or Rechtsanwalt
- und Notariatsgehilfe), graduate degree in relevant field preferred but not required.
- Tech-savvy
- Business knowledge of German, Spanish, Portuguese, Japanese or Chinese is a plus
- 5+ years of experience working as a consultant, project manager, financial compliance manager or paralegal, especially at a financial institution, e-Money/payments company, law firm, or other FinTech.

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