Head of Compliance, Sg Based

**Transaction Monitoring** - Manage the FCA team, which performs analysis on transaction monitoring alerts generated from AML/TM monitoring system. The FCA team will close where the alert is non-risk relevant and escalate to SG CMP where it may be risk relevant. SG CMP will review the escalations to determine if a STR is warranted and manage the customer’s...

**KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs). - Summarize, in writing, clear and concise...

Promote and maintain regulatory compliance - Execute and enhance the compliance risk framework of SG T&M to deliver robust compliance risk management practices and reporting (e.g. Gap Analysis, Control Effectiveness Testing, MAS CSTM). - Support the Head of SG TRC in proactive identification of areas with inadequate implementation and/or ineffective...

**FCC Advsiory** Support the Head of Financial Crime Compliance (FCC) for the Bank, in discharging the following roles and responsibilities: - Advise senior management, Global Compliance and CMP, as well as Singapore Business Units/Business Enablers (BU/BE) on FCC-related issues and FCC-related regulatory developments, and in particular on MAS Notice 626,...

**KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs). - Summarize, in writing, clear and concise...

S - Posted by Sophia Lin- Recruiter Our client, a well - established European investment firm with a strong presence in Asia. The company is looking for a Head of Compliance to join them. This role is pivotal in ensuring the integrity of the company’s operations and establishing compliance standards. **Compliance & MLRO Duties** - You will be...

Roles & ResponsibilitiesHello, and welcome to AtlasAtlas builds digital banking businesses. Atlas is a digital banking platform that manages all aspects of a bank's operations from core to customer. It is modular in design and extremely flexible, and therefore an excellent platform for open banking and embedded finance solutions. Atlas has two sides to the...

Roles & ResponsibilitiesHello, and welcome to AtlasAtlas builds digital banking businesses. Atlas is a digital banking platform that manages all aspects of a bank's operations from core to customer. It is modular in design and extremely flexible, and therefore an excellent platform for open banking and embedded finance solutions. Atlas has two sides to the...

We are seeking a Regional Head of Compliance (SVP, Asia Complianance) that will oversee Compliance in the Asia Pacific Region for Sompo International, based preferably in our APAC regional headquarters in Singapore, or elsewhere in close proximity, and reporting to the Sompo International Chief Compliance Officer (based in New York). This individual will be...

Strategy and Planning - Promotion of Risk Awareness culture - Overall Budget Planning for Operations Division - Strategic Project execution for Operations Division Business Risk Management - Implementation of Risk Management, Compliance policy among Operations Teams - Update Operations teams on latest change in Risk Management Policies, Compliance Policies,...

**The Company** Our client is a US based Hedge Funds in Asia Pacific, with strong presences in HK and SG, provide excellent career opportunities and work life balance. As part of an important part of their growing Compliance Team, they are now looking for an energetic, committed and motivated compliance professional to be part of their Asia Compliance...

Roles & ResponsibilitiesThis is a perm role for one of our banking clientsRole Overview: The Compliance Head is responsible for overseeing and ensuring full compliance with regulatory requirements and internal policies for the bank. This includes ensuring adherence to Singaporean and Philippine laws, managing Anti-Money Laundering (AML) and Terrorist...

Roles & ResponsibilitiesThis is a perm role for one of our banking clientsRole Overview:The Compliance Head is responsible for overseeing and ensuring full compliance with regulatory requirements and internal policies for the bank.This includes ensuring adherence to Singaporean and Philippine laws, managing Anti-Money Laundering (AML) and Terrorist Financing...

JOB TITLE: HR Manager - SG Hub LOCATION: Singapore ABOUT UNILEVER Unilever Asia Private Limited (UAPL) / Singapore (SG) Hub: One of Unilever’s Global Hubs based in SG for D&E markets in proximity to growth markets enabling leading edge insights into emerging consumer/customer trends, within a diverse ecosystem and a progressive government. This is...

Strategy and Planning - Responsible for managing overall profitability of respective product lines - Unit Trusts, FX, DCIs, Bonds, Structured Notes, Equities as well as Portfolio Financing / Reverse Repo. - Management of overall Investments product strategy. Identify key product trends and work with both internal and external parties to establish product...

Your new company My esteemed client, a highly regarded market leader within the Banking Industry, is actively seeking a dynamic professional to take on the pivotal role of Head of Compliance within their team Your new role Your primary responsibility will be to assist the company to develop and manage a robust Compliance function aligned with Group...

**What it's about** In this role of Regional Head Compliance (Asia), you will be primarily responsible for the regulatory obligations in the Asia-Pacific region particularly including our regulated entities in Singapore, Japan and Australia. This role presents an excellent opportunity to achieve personal success and contribute to the growth of our business...

**The Opportunity**: We are seeking a Head of Compliance to partner with first line management to promote an ethics-based culture, delivering practical solutions, guidance and training and to identify and manage Compliance Risks implementing policies, processes, controls and assurance related to the Compliance Risk Universe and local requirements. As a...

-Qontel Search Pte Ltd Singapore Posted 2 hours ago Permanent Competitive - We seek a skilled and experienced Regional Head of Compliance to join a respected financial institution based in Singapore.- You should be a qualified Compliance professional with at least 12 years of relevant experience in the financial industry and a strong understanding of the...

Overview: **Job purpose**: We are looking for a dynamic, experienced compliance professional to play a key role in supporting the development of StoneX’s businesses in Asia Pacific out of our regional headquarters in Singapore. **Responsibilities**: **General Duties**: - Lead in reviewing, implementing, and maintaining robust compliance and AML risk...