Compliance Officer

3 days ago

Singapore Non-disclosed Full time

Compliance Officer - Associate / Assistant Manager

Non-disclosed Singapore Apply now Posted 1 day ago In-Office Job Permanent $4k - $5k

Compliance Officer - Associate / Assistant Manager

Non-disclosed Singapore Apply now

Dedicated investment management platform for providing global investors with a gateway to invest through differentiated alternative investment strategies, with a CMS license in Fund Management issued by MAS

Role Definition

• Perform KYC and Due Diligence process for onboarding and ongoing monitoring of the clients including name screening.

• Keep abreast of developments, including MAS circulars and announcement, in fund regulatory requirements, industry practices, and analyse them to advise Management accordingly for any policy updates and implementation.

• Provide compliance advisory both regulatory and on AML to support the business units Able to work on regulatory filings including periodic surveys, circulars, meetings;

• To review, update and implement compliance policies and procedures on a periodic basis and upon new relevant laws and regulations changes;

• Identify inadequacies and weakness in systems and controls of Compliance and Company functions and suggest improvements.

• Carry out yearly reviews (business process reviews and compliance audits) to ensure that the Company complies with rules and regulations as well as with the company’s policies and internal control procedures.

• Review documentation including board resolutions, fund documents, agreements, etc.

• Assist in adhoc projects or tasks assigned from time-to-time eg: automation of compliance and AML processes, Document management system, etc.

Skill-set

Functional Skills

• Knowledge and understanding of the MAS regulations specifically on AML CFT requirements, SFA law, international rules and regulation applicable to fund management

• Knowledge and understanding of internal controls and systems

• Experience with MS Office and Excel.

• Industry recognised diploma or certificate in Compliance, AML or related fields.

• Ability to multitask with adaptability to foreign work culture.

• Self driven and possess strong motivation and drive to succeed.

• Flexibility to liaise with various departments in India and offices in other jurisdiction

• Someone who believes in a long term career

Experience

• Asset Management/Hedge Fund/Mutual Fund company, MAS, Legal

• Min 2-3 years KYC/ AML/ compliance experience in the finance industry

We would like to remind you that eFinancialCareers is a job board and does not conduct hiring or ask for

  • Compliance Officer

    2 weeks ago

    Singapore Drake International Full time $90,000 - $120,000 per year

    Our client is an well-known leader in the REITs space. They are currently looking for a Compliance Officer to be based in Singapore. The Role - The role is responsible for implementation of Compliance and AML/CFT program and managing the full range of matters related to compliance, governance, AML/CFT, compliance risk assessment, STR related investigations...

  • Compliance Officer, Compliance

    2 weeks ago

    Singapore CLSA Full time

    A - Posted by Alicia Neo- Recruiter **Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple...

  • Compliance Officer

    7 days ago

    Singapore TARGET PARTNERS EXECUTIVE SEARCH PTE. LTD. Full time

    Our client is the investment arm of a large international diversified group, deploying its proprietary capital in both strategic targets as well as returns-focused investment opportunities. They are seeking to hire a Compliance Officer for their Singapore office. A self starter, you will manage the compliance function and report to Company MD and to Global...

  • Compliance Officer

    2 weeks ago

    Singapore SHINHAN BANK Full time

    Monitor Bank compliance in accordance to regulatory requirements - Regulate and execute AML&CFT policy - Perform due diligence check for clients - Conduct investigation on suspicious transactions/alerts - Prepare and review AML/CFT reports - Assist in in-house AML/CFT training - Communicate with internal and external counterparties including senior...

  • Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $80,000 - $120,000

    Compliance Officer Role OverviewThe Compliance Officer plays a pivotal role in ensuring adherence to regulatory requirements, fostering a robust compliance framework, and maintaining effective governance standards.

  • Compliance Officer

    2 weeks ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Compliance Officer

    3 days ago

    Singapore Schonfeld Full time

    Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

  • Compliance Officer

    5 days ago

    Singapore Cantor Fitzgerald Full time

    Overview Compliance Officer – Asset Management Compliance (APAC)Location: Singapore Cantor Fitzgerald, a leading global financial services firm with a long-standing reputation for excellence, innovation, and integrity, is seeking a talented and experienced Senior Compliance Officer to join our dynamic Asset Management Compliance team in Singapore. With...

  • Compliance Officer

    2 weeks ago

    Singapore Ashford Benjamin Ltd. Full time

    Ashford Benjamin are pleased to be partnering a global Quantitative Hedge Fund who have new headcount within their APAC Compliance function. The Compliance Officer will be responsible for the full suite of compliance duties, inclusive of both trade and general compliance. Reporting to the Chief Compliance Officer, your position will include business...

  • Compliance Officer, Compliance

    2 weeks ago

    Singapore CITIC CLSA Full time $104,000 - $130,878 per year

    Position DescriptionThis is a 6-month contractual (potentially extendable) position for a period of maternity leave coverage. As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to support multiple business lines across a...