Associate, Regulatory Compliance
6 days ago
Associate, Regulatory Compliance (Ongoing Compliance Services)IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manuals Provide or review compliance checklists, registers, and calendar Prepare and review regulatory returns and forms Perform ad-hoc projects, including but not limited to regulatory mock inspections, AML/CFT CDD checks Other ad-hoc duties as the need arise What We Offer Comprehensive remuneration and pension: motivating financial packages based upon market rates for your role and is proportionate to your qualifications, level of experiences and skills profile Wellbeing: private health and dental cover, life assurance and other benefits Annual leave: 25 days paid leave plus all statutory public holidays Maternity and paternity leave, education leave and more Flexible working: we recognise the value of working flexibly and are open to conversations to set up flexible working arrangements Qualifications Bachelor's Degree in Business, Accounting, Law or other relevant degrees Experience in regulatory compliance or internal audit with financial institutions (e.g. regulated fund managers, Big 4 audit firms, MAS) is an added advantage Meticulous and detail-oriented Excellent communication and interpersonal skills Organised and self-disciplined; a team player with strong oral, written, and interpersonal communication skills Junior candidates will be hired at Associate level Additional Information At IQ-EQ we want you to reach your full potential. We offer an inclusive and diverse environment to support your career aspirations, with emphasis on continuous learning and development. We also offer opportunities across our service lines and our international network of offices. Seniority level Mid-Senior level Employment type Full-time Job function Accounting/Auditing #J-18808-Ljbffr
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Compliance Manager
2 weeks ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
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Compliance Associate/ Regulatory Compliance
1 week ago
Singapore KS CONSULTING PTE. LTD. Full time**About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...
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Associate, Regulatory Advisory Compliance
3 days ago
Singapore GIC Private Limited Full timeAssociate, Regulatory Advisory Compliance Location: Singapore, SG Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world's largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
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Singapore StoneX Group Inc. Full timeSenior Associate, Regulatory Compliance, APAC Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Senior Associate, Regulatory Compliance, APAC 2 weeks ago Be among the first 25 applicants Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Get AI-powered advice on this job...
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Associate, Regulatory Compliance
2 weeks ago
Singapore IQ-EQ Full time $60,000 - $80,000 per yearCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...
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Associate - Regulatory Compliance Consultant
1 week ago
Singapore Waystone Governance Ltd. Full timeOur Compliance Solutions division in Singapore are looking to add a new Consultant to their team. In this role you will have the opportunity to manage your own portfolio of clients seeking regulatory advice. Our portfolio comprises a variety of businesses including hedge funds, investment banks, asset management companies, venture capital firms, leveraged...
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Compliance Officer/ Regulatory Compliance
1 week ago
Singapore KS Talent Solutions Full timeWe are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...
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Regulatory Compliance Officer
1 week ago
Singapore KS Talent Solutions Full timeWe are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...
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Manager - Compliance (Regulatory Compliance)
2 weeks ago
Singapore HL BANK Full time $90,000 - $120,000 per yearJob Responsibilities Regulatory Compliance & internal Reporting 1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily. 2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO"). 3. Communicate relevant new and updated...
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Regulatory Compliance Specialist
6 days ago
Singapore NETS Full timeRegulatory Compliance Specialist – NETS This role is responsible for ensuring the company's adherence to all related and relevant compliance regulations. The incumbent will act as the compliance advisory for various departments and collaborate with them to ensure compliance with all applicable regulations while achieving the organization's goals....