Senior Associate, Regulatory Compliance, APAC
1 day ago
Senior Associate, Regulatory Compliance, APAC Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Senior Associate, Regulatory Compliance, APAC 2 weeks ago Be among the first 25 applicants Join to apply for the Senior Associate, Regulatory Compliance, APAC role at StoneX Group Inc. Get AI-powered advice on this job and more exclusive features. Company Overview: Connecting clients to markets – and talent to opportunity With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices across five continents, we're a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets with a focus on innovation, human connection, and world-class products and services. Overview Class: Full-time AND Permanent Legal Entity: StoneX Financial Pte. Ltd Organization: StoneX Financial Pte. Ltd Report to: Head of Compliance, APAC Business Segment Overview Corporate: Engage in strategic marketing, financial management, human resources, and operational oversight to optimize processes and policies. Responsibilities Position Purpose: In Singapore, StoneX is regulated by MAS, MinLaw, SGX, and SFC for various financial and trading activities. This role manages regulatory compliance and reputational risks by ensuring adherence to laws and regulations, advising on business activities, updating policies, managing audits, and conducting compliance reviews. Primary duties include: Advising businesses (Derivatives, Securities, Retail CFDs)Conducting compliance reviews, testings, and trade surveillance Preparing licensing applications, regulatory submissions, research, and reports Reviewing marketing materials, policies, and procedures for compliance Providing compliance advice to various departments Assisting in audits, investigations, and regulator inquiries Managing compliance and reputational risks Qualifications To qualify: 1-5 years of regulatory compliance experience in financial services Knowledge of Singapore financial regulations Willingness to collaborate with regulators, banks, and law firms Preferred: Product knowledge of derivatives, commodities, options, FX, CFDs Experience in brokerage or financial services firms Attention to detail, proactive problem solver Team player with an agile mindset Education/Certification: Degree in accounting, business, finance, law, or related fields Professional compliance certification is advantageous Working Environment: Hybrid (1-day WFH)Knowledge-sharing and mentoring sessions No travel required Seniority level Mid-Senior level Employment type Contract Job function Legal #J-18808-Ljbffr
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COMPLIANCE ASSOCIATE, APAC
1 day ago
Singapore 360T Full timeJoin to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance...
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Compliance Manager
3 days ago
Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...
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Senior Regulatory Specialist-OTC
2 weeks ago
Singapore PERSOL APAC Full timeBusiness Development/Leadership Recruitment-Persolkelly Singapore Key Responsibilities Perform trade and transaction reporting for OTC derivatives across Rates, Credit, FX, Equities, and Commodities. Ensure compliance with MAS, EMIR, CFTC, and other global reporting regulations. Investigate and resolve reporting breaks, exceptions, and data discrepancies....
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Director, Regulatory Compliance, Apac
4 days ago
Singapore Airwallex Full time**About Airwallex** Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over 100,000 businesses worldwide - including Brex, Rippling, Navan, Qantas, SHEIN and many more - with fully integrated solutions to manage everything from business...
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Regulatory Compliance Engineer
1 day ago
Singapore Tesla Full timeRegulatory Compliance Engineer – Codes, Standards and Regulatory Development – APAC region The Role: Tesla, Inc. produces leading-edge technology, world-class designs, and state-of-the-art manufacturing processes to create a new generation of electric vehicle charging products. We are building a technically strong, fast-moving team that prides itself on...
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Product Compliance
1 week ago
Singapore Wise Payments Full timeProduct Compliance & Risk Senior Manager - APAC Regulatory Controls Full-time Compensation: SGD 13,333 - SGD 19,250 - monthly Wise is a global technology company, building the best way to move and manage the world’s money. Min fees. Max ease. Full speed. Whether people and businesses are sending money to another country, spending abroad, or making and...
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Associate, Regulatory Advisory Compliance
2 weeks ago
Singapore GIC Private Limited Full timeAssociate, Regulatory Advisory Compliance Location: Singapore, SG Job Function: Legal & Compliance Department Job Type: Permanent GIC is one of the world’s largest sovereign wealth funds. With over 2,000 employees across 11 locations around the world, we invest in more than 40 countries globally across asset classes and businesses. Working at GIC gives you...
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Associate, Regulatory Compliance
2 weeks ago
Singapore IQ-EQ Full time $80,000 - $120,000 per yearCompany Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or...
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Senior Manager, Regulatory
1 day ago
Singapore EBANX Full timeAt EBANX, you’ll help expand access to payments and technology in some of the world’s most dynamic markets. We’re a unicorn-status fintech, AI-powered, and scaling fast across 29 countries and counting. Our platform connects leading global companies to more than 1 billion consumers, enabling seamless cross-border payments where it matters most. We...
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Compliance Associate/ Regulatory Compliance
21 hours ago
Singapore KS CONSULTING PTE. LTD. Full time**About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...