Senior Wealth Control Specialist

2 weeks ago

Singapore beBeeControl Full time

**Job Overview:**

The Wealth Products and Operations Control Testing Team is responsible for testing controls designed and owned by Citi's Wealth Product and Operations departments. We deliver a comprehensive wealth solution to clients across the wealth continuum, with integrated advice and execution, as well as traditional and alternative investments.

This role reports to the Wealth Products and Operations Control Testing Head within the Central Testing Utility. As a subject matter expert on overall controls monitoring, you will closely follow latest trends in controls testing and adapt them for application within your own job and covered businesses and functions.

  • Supports the Controls Testing Utility by acting on assessing control design, designing control testing tools, developing control testing procedures, ensuring control testing transitions, dispositioning exceptions, and developing insights.
  • Carries key responsibility for Control Design Assessment (CDA) by executing CDA checklist/procedures for controls and recording results in Risk & Control (CRC).
  • Owns significant portions of control testing design activity, which includes writing control testing tool descriptions, and completing control testing and setup.
  • Develops control testing procedures in Confluence and is responsible for obtaining necessary signoffs from covered businesses and functions.
  • Performs a uniquely significant role on training Central Execution team overseas on all designed control testing tools and established control testing procedures.
  • Has the ultimate decision on controls testing outlier disputes, holds the responsibility to raise concerns through Concerns or Observation Logs based on the Business.
  • Creates materials for Operational Risk Forums (ORF) and senior meetings as needed and investigates causes for results that are deviating from trends and escalate situations that pose excessive risk(s).
  • Develops and drives quality-checking routines to ensure compliance with all relevant policies, operating guides, and owned control testing.
  • Supports team members on topics ranging from control testing design to performance management and control testing platforms basics.
  • Helps drive continuous improvements in accuracy, efficiency, timeliness, and quality of MCA control design assessment and controls testing.
  • Maintains relationships and drives accountability with partners and stakeholders to drive control testing's success in support of the business's strategy.
  • Appropriately assesses risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
  • Support other relevant work efforts of the department where needed and as directed by their manager.

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