Compliance Manager

5 days ago


Singapore TD Full time

Compliance Manager (Monitoring and Testing)Join to apply for the Compliance Manager (Monitoring and Testing) role at TD. Pay Details We're committed to providing fair and equitable compensation to all our colleagues. As a candidate, we encourage you to have an open dialogue with a member of our HR Team and ask compensation related questions, including pay details for this role. Work Location Singapore, Singapore Hours 40Line Of Business Compliance Job Description Reporting to the Head of Core Compliance, the incumbent support the Head of Core Compliance in the execution of the Monitoring and Testing program for Asia-Pacific (APAC). APAC Monitoring and Testing (M&T) Program Responsibility Preparing the annual monitoring (includes trade surveillance) and testing plan. Identify key risk areas for review. Design and execute monitoring procedures. Provide recommendations for enhancements, tracking remediation and ensuring the program remains effective and risk focused. Conduct Monitoring and Testing Activities in APAC Review, investigate and elevate irregularities and non-compliant activities arising from the Communication Surveillance and Personal


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