Conflicts & Compliance Manager, APAC
1 week ago
About the Role Managing the Business Acceptance analyst team in APAC region; ensuring appropriate training, support and guidance is provided to assist with their development, both personally and technically. Overseeing new business acceptance checks performed by the analyst team to ensure consistent quality and appropriate service levels are achieved. Liaising with senior members of the team in Manchester, London, Dubai and Kansas City to ensure the appropriate allocation of resource to effectively manage the team's workload; amending workflow allocations to respond to fluctuations in workflow. Advising partners and lawyers on compliance with applicable legislation, professional standards and the firm's compliance/risk management policies and processes relating to new business acceptance; and Assisting in the management and development of the firm's new business acceptance policies, procedures and systems. Key Responsibilities & Challenges People Management Assume line-management responsibility for analysts in the Business Acceptance Team based in Australia, including proactive performance management. Develop the analyst team by training, supervising, motivating, and supporting them and providing honest, constructive and timely feedback. Assist Global Head of Business Acceptance Team with managing the recruitment and on boarding of competent team members. Resource Management Liaise with the management team in the UK, North America and UAE to ensure appropriate workload allocation globally. Develop and implement quality assurance procedures to ensure consistency in the quality of team output. Service Delivery Advise partners and lawyers on complex new business acceptance queries across the full range of the firm's practice areas, taking
-
Apac Amp Inventory Data Analyst
1 week ago
Singapore PFIZER ASIA MANUFACTURING PTE. LTD. Full timeResponsible for leading AMP APAC initiatives to optimize FG planning and inventories and prevent obsolescence and slow-moving inventory in APAC. Working very closely with the AMP Team Leads and AMP planners the role is responsible for setting up a process enabling, Markets, AMP APAC, and GSC Regional Team to identify and proactively address early network...
-
Conflicts & Compliance Analyst
1 week ago
Singapore CLYDE & CO CLASIS SINGAPORE PTE. LTD. Full timeRoles & Responsibilities About the role You will be responsible for assisting partners and other members of Clyde & Co with the new business inception process in line with legislation and regulatory requirements. This will include conflict of interest searches for legal and commercial conflicts, anti-money laundering processes for new and existing clients,...
-
Conflicts & Compliance Analyst
2 weeks ago
Singapore Clyde & Co Full timeJoin to apply for the Conflicts & Compliance Analyst role at Clyde & Co 1 day ago – Be among the first 25 applicants About The Role You will be responsible for assisting partners and other members of Clyde & Co with the new business inception process in line with legislation and regulatory requirements. This will include conflict of interest searches for...
-
APAC Conflicts
1 week ago
Singapore CLYDE & CO CLASIS SINGAPORE PTE. LTD. Full timeA global law firm located in Singapore is seeking a Business Acceptance Manager to oversee the analyst team in the APAC region. This role focuses on ensuring compliance with legislation and managing the quality of new business acceptance processes. The ideal candidate will have strong analytical and leadership skills, with experience in legal or professional...
-
Conflicts & Compliance Analyst
2 days ago
Singapore Clyde & Co Full timeAbout the roleYou will be responsible for assisting partners and other members of Clyde & Co with the new business inception process in line with legislation and regulatory requirements.This will include conflict of interest searches for legal and commercial conflicts, anti-money laundering processes for new and existing clients, on-going client monitoring,...
-
Business Selection and Conflicts
2 weeks ago
Singapore UBS Full timeBusiness Selection and Conflicts – IB, Global Banking – APAC Job Reference #: BR Job Type: Full Time Your role Do you enjoy solving complex puzzles and thinking critically about strategic situations? Do you know how to evaluate risks to make the right call in a challenging and fast‐paced environment?We're looking for someone like that who will be...
-
Conflicts Analyst
4 days ago
Singapore Office Secretaries Full timeThe Conflicts Analyst works with the Risk & Compliance team to identify and analyse potential conflicts of interest for new business intake and new hires.- The role reports to the firm’s Director of Risk and Risk and Compliance Manager.*** **Responsibilities** - Conducting conflict checks and analysing potential conflicts of interest for new business...
-
Compliance Manager, Apac
3 days ago
Singapore 360 Treasury Systems Full time**Your Role**: As a Compliance Manager, APAC based in Singapore, you will be part of the Global Compliance Department. **Your Responsibilities**: You will support the Chief Compliance Officer (CCO) of 360T APAC regarding the following: - Compliance Management of 360T Singapore; including RMO trading venue - Knowledge of Singapore and other regulatory...
-
Global Conflicts
1 week ago
Singapore CLYDE & CO CLASIS SINGAPORE PTE. LTD. Full timeA leading legal services firm in Singapore is seeking a professional to assist in compliance and conflicts management. You will handle conflict checks and ensure adherence to anti-money laundering processes while maintaining strong attention to detail. The ideal candidate should possess excellent communication skills and relevant qualifications, preferably a...
-
Senior Conflicts Analyst
2 weeks ago
Singapore SIMMONS & SIMMONS JWS PTE. LTD. Full timeThe Role: To provide and manage the business acceptance of all new clients and matters which involves providing a conflict checking service to the whole firm, screening new business for sanctions, compliance with anti-money laundering requirements in relation to new matters, and communicating with the partnership. To train members of the Firm on an ongoing...