Compliance Associate

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and motivated Junior Compliance...

Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance...

Working for Financial Services firm in Singapore, you will be from either a bank or similar finacial company. Position: The role is working as claims administraiton associate looking after claims and sundry expenses for payments. Process payments and post payments as per monthly cycle Perform ad-hoc admin tasks as required Potential for growth and...

As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance Officer (CCO) of 360T APAC. Your Responsibilities Compliance Management of 360T Singapore; including RMO trading venue Knowledge of Singapore and other regulatory frameworks Knowledge of MAS systems Preparing and...

About the RolesJoin a management consultancy as a Compliance Associate / Compliance Analyst based in the CBD. This is a permanent role with a five-day schedule, Monday to Friday, 9am–6pm. The package offers a basic salary up to $3,500 plus Variable Bonus, alongside the convenience of a central CBD location.What You'll Be DoingAdvise the Business on KYC...

About the RoleWe are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in...

1 year exp **Roles & Responsibilities** **Are you ready for a legal and compliance career with a global financial firm? Join Orient Futures Singapore as a Legal and Compliance Associate now.** Our business philosophy is continual innovation to stay ahead and relevant to provide premium brokerage services to all clients. In tapping on financial technology,...

Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Join to apply for the Senior Associate, Regulatory Compliance (Ongoing Compliance Services)role at IQ-EQ Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global...