Compliance and Financial Processing Officer

Job OverviewSales opportunity at Shield Financial Compliance - Grow your career by developing business with our Communications Compliance suite solutions.Job DescriptionNew business development across financial services sectors on both buy-side and sell-side platforms.Network and build connections with relevant professionals within target markets.Establish...

Virtu is a leading financial firm that leverages cutting edge technology to deliver liquidity to the global markets and innovative, transparent trading solutions to our clients. As a market maker, Virtu provides deep liquidity that helps to create more efficient markets around the world. Our market structure expertise, broad diversification, and execution...

Roles & ResponsibilitiesIts more than a job, build your Career in Compliance at PromiseLandPromiseLand Financial Advisory Private Limited is a leading financial advisory (FA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and...

Roles & ResponsibilitiesIts more than a job, build your Career in Compliance at PromiseLandPromiseLand Financial Advisory Private Limited is a leading financial advisory (FA) firm founded in 1986 and recognized as a pioneer in the industry. We have been around for over 30 years and have grown year on year to our present strength of 250 corporate staff and...

**About Us** Luminor Financial Holdings Ltd is a non-bank financial institution committed to providing innovative financial solutions to its clients and ensuring access to capital for all. We believe that our people are the key to our success and are committed to a culture that emphasises empowerment, mutual respect and growth. We are looking to expand our...

Shield is a global startup, with offices in TLV, NYC, LDN, and LIS. We're rapidly growing and looking for another important piece of the puzzle. Is it you?We are looking for an enthusiastic and driven Strategic Account Sales with a passion for bringing new logos and joining our growing Sales team. As a Strategic Account Sales, you will report directly to...

**Responsibilities** - Provide comprehensive compliance advisory support and guidance to both back and front office teams, ensuring adherence to relevant laws, regulations, and rules. - Conduct thorough compliance reviews and testing, encompassing areas such as trade surveillance, AML (Anti-Money Laundering), and BCS (Business Conduct Standards). - Promptly...

Compliance Officer (Financial Advisory Firm)Nature of business: - Independent Financial Adviser - FAA LicenseAreas of responsibility: Review and continuously keeping abreast of MAS regulations and ensuring adherence of company policies and procedures at all time with FAA license Responsibility in all aspects of AML / KYC / Client Due Diligence for account...

**Compliance Officer (Financial Advisory Firm) **Nature of business**: - Independent Financial Adviser - FAA License **Areas of responsibility**: - Review and continuously keeping abreast of MAS regulations and ensuring adherence of company policies and procedures at all time with FAA license - Responsibility in all aspects of AML / KYC / Client Due...

**Overview**: **Responsibilities**: - Maintain compliance with local and international financial regulations. - Manage and update internal compliance policies and procedures. - Handle MAS Payment Services licensing issues and ensure compliance with all regulatory requirements. - Conduct and oversee risk assessments and compliance audits. - Develop and...

About the RoleWe're seeking a highly driven and ambitious Financial Services Sales Professional to join our team at Shield Financial Compliance. As a key member of our sales team, you will be responsible for identifying and pursuing new business opportunities across financial services companies.Your Key ResponsibilitiesBulk up our customer base with fresh...

As a Financial Compliance Officer at Blue Edge Advisors, you will play a vital role in upholding the firm's commitment to regulatory compliance. Your responsibilities will include reviewing and enhancing internal processes to ensure compliance, as well as serving as a key point of contact for MAS, NFA, auditors, and other external stakeholders. To succeed in...

PONI Financial Advisory Pte. Ltd. seeks a highly skilled Compliance Officer to join our team.About the RoleThis is an exciting opportunity for a seasoned professional with expertise in compliance and risk management to lead our regulatory affairs function.Key ResponsibilitiesDevelop, implement, and maintain effective policies and procedures to ensure...

Collaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...

Roles & ResponsibilitiesResponsibilities:Provide timely and accurate AML/CFT compliance advisory to the relevant stakeholders to ensure that the company complies with applicable rules and regulations Keep abreast of AML/CFT regulatory changes and provide timely dissemination of regulatory updates to ensure that the business units and relevant departments...

In Asia Pacific, BNP Paribas is one of the best-positioned international financial institutions with an uninterrupted presence since 1860. Currently with over 18,000 employees* and a presence in 13 markets, BNP Paribas provides corporates, institutional and private investors with product and service solutions tailored to their specific needs. It offers a...

Manage and cultivate existing relationships with other members of the Waystone finance team and other members of the operational team covering but not limited Business Development, People, Risk and Technology. Provide financial and commercial support and guidance to the broader operational team to help drive revenue growth and manage expenditure to...

Job Title: Financial Compliance OfficerWe are looking for an experienced Credit Controller to join our team. As a Credit Controller, you will be responsible for managing Accounts Payable, Accounts Receivable, and Collections & follow up of overdue accounts. You will also oversee the accounts activities of overall accounting operations and perform month-end...

Role OverviewWe are seeking a highly skilled Compliance Officer (Financial) to join our team at LUXESTEEL ENGINEERING PTE. LTD.. Key Responsibilities:Ensure compliance with tax regulations and financial reporting standards.Prepare and submit quarterly GST return.Liaise with banks officer on bank facilities and loans.Requirements:Bachelor's degree in...

Roles & ResponsibilitiesResponsibilitiesConduct reviews and assessments on targeted compliance issues, investigations, or potential problems, including those related to Anti-Money Laundering (AML) and Countering Financing of Terrorism (CFT) Stay informed about developments and changes in regulations governing the capital market, financial advisory industry,...