Compliance Risk Manager APAC

6 days ago


Singapore Moody's Investors Service Full time

At Moody's Investors Service, we seek a seasoned compliance expert to lead our efforts in the Asia Pacific region. The MD-Designated Compliance Officer position is a critical role that requires exceptional leadership ability, excellent judgment, and strong oral and written communications skills.

The successful candidate will be responsible for providing compliance advice and guidance to Moody's businesses in the APAC region, including Hong Kong, Singapore, Japan, and Australia. This involves serving as a subject matter expert on key compliance risks, such as conflicts of interest, confidentiality, securities trading, gifts and entertainment questions, outside business interests, recordkeeping, licensing, and regulatory disclosures.

The Regional Head of Compliance and Ethics will also serve as the senior point of contact for regulatory supervisory matters in APAC, coordinating with regulatory bodies, responding to requests and inquiries, and advising internal stakeholders on regulatory issues. Additionally, this individual will work closely with the APAC Compliance Team to perform risk assessments and provide input on calibration efforts.

A Bachelor's degree or higher in business, law, or a finance-related discipline is required. Qualifications or licenses in law or compliance are highly desirable. More than 20 years of experience in compliance, regulation, or related fields, preferably interacting with global regulators and supporting diverse client groups, is necessary for this role. Exceptional leadership and management skills, as well as professional demeanor, proactive attitude, flexibility, diligence, and dependability, are essential for success.



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