Regulatory Compliance Developer

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

Assist in the implementation of check and balance processes and corporate governance standards as per the client type, strategy, mission, and goals of the regulated entity; - Assist in providing day-to-day support in the development, implementation, and maintenance of client’s compliance programs; - Assist in development and implementation of compliance...

7 years exp **Roles & Responsibilities** **Our client is a leading digital asset service (Crypto) company operating in numerous countries. Below are the primary responsibilities for the role.** **Role: Regulatory Compliance** **Responsibilities**: - Help establish and manage effective compliance program and internal controls in the firm. - Regulatory...

Roles & Responsibilities Responsibilities Ensure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...

Roles & ResponsibilitiesResponsibilitiesEnsure the entity complies with all applicable laws and regulatory requirements in Singapore. Develop, implement, and maintain compliance policies and procedures in alignment with MAS regulations. Identify and assess emerging compliance risks; escalate significant issues promptly to senior management and Group...

Posted by - Faith Kenton- Recruitment Consultant European Boutique Bank is looking to hire a Regulatory Compliance Analyst to support the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. **Job Role Description - Summary** The Compliance...

**Job Role Description - Summary** The Compliance Analyst supports the implementation of the Bank’s Compliance program, controls, checks and processes to ensure that the Bank is compliant with the relevant guidelines and regulations. He/She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any...

**Regulatory Compliance Manager**: **Job scope**: - Provide compliance advisory support in accordance to financial regulatory requirements. - Support interactions with the regulators, as well as managing and coordinating enquiries, regulatory meetings and inspections. - Work closely with the team and internal stakeholders on the analysis and assessment of...

**Key tasks and responsibilities**: - Develop and maintain systems for identifying project regulatory compliance requirements with respect to Coastal State, Flag State, Class and International regulations. - Maintain systems to track the status and delivery of project regulatory compliance requirements according to project-specific timelines including...

Role OverviewThe Regulatory Compliance Officer will be responsible for ensuring that TRUST RECRUIT PTE. LTD.'s products meet all relevant regulatory requirements. The ideal candidate will have extensive knowledge of regulatory bodies and industry standards.Key Responsibilities:Develop and implement regulatory compliance strategies.Conduct risk assessments...

Roles & ResponsibilitiesRegulatory Compliance OfficerResponsibilityEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and...

Roles & ResponsibilitiesRegulatory Compliance OfficerResponsibilityEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and...

Roles & ResponsibilitiesJob DescriptionEnsure the Branch complies with all relevant regulatory requirements (include but not limited to Corporate Banking, Financial Institutions, Trade Finance, and Private Banking businesses) through implementing and/or updating compliance policies and procedures in accordance with Head Office and local regulatory...

**Your new company** My client, one of the market leaders in the FinTech sector, is currently looking for AVP, Regulatory Compliance to work in their flagship Singapore office. This role offers the successful applicant almost unrivalled personal and professional development alongside a huge portfolio of future, internal, career paths. **Your new...

Roles & ResponsibilitiesKey Responsibilities and Functions:Compliance Policy Implementation and Regulatory AdherenceEnsure the bank adheres to all relevant regulatory requirements, including Corporate Banking, Financial Institutions, Trade Finance, and Private Banking. Implement and update compliance policies and procedures to align with both Head Office...

Regulatory Compliance Expert Job DescriptionWe are seeking an experienced Regulatory Compliance Expert to join our team at Brunel International South East Asia Pte. Ltd.About the RoleThis is an exciting opportunity to work on a range of regulatory compliance-related contracts and contribute to the growth and success of our organisation.Main...

**Responsibilities**: - Provide consultancy advisory to a portfolio of clients in the financial services industry - Prepare and submit regulatory filings and notifications - Develop and review regulatory governance frameworks, registers, policies and procedures for financial institutions - Perform reviews of business processes and controls to identify gaps...

Roles & ResponsibilitiesJob ResponsibilitiesMonitor and ensure that the company complies with applicable laws, regulations, and guidelines, including ACRA, MAS, and AML/CFT requirements. Oversee and coordinate internal audits to assess the company's compliance with regulatory requirements and internal policies. Manage the client onboarding process,...

Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide. Job Description Our Regulatory Compliance Advisory team services regulated financial institutions, the...