Compliance Officer
2 months ago
At The St. James's Place Wealth Management Group, we are seeking a highly skilled Senior Compliance Officer to join our team in Singapore. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best practices.
Main Responsibilities:- Provide compliance oversight, monitoring, and consultancy to ensure adherence to MAS regulations and SJP Group requirements.
- Research, manage, and implement regulatory requirements and best practices set out by regulators and relevant authorities/associations.
- Work closely with the business to ensure that all staff, appointed representatives, and associated individuals are aware of and comply with relevant rules and regulations.
- Good understanding and working knowledge of AML/CFT and financial crime-related regulatory requirements.
- General knowledge of the Securities and Futures Act, Financial Advisers Act, Personal Data Protection Act, and subsidiary legislation.
- Experience interacting with local regulators, auditors, authorities/associations, or similar.
- Experience in auditing or compliance monitoring/reviews.
- Proven experience in a compliance officer or similar role.
- Proven experience in developing and implementing policies, procedures, and controls and conducting compliance reviews.
- Strong analytical and critical thinking skills.
- Capable of balancing compliance risk and commerciality.
- Attention to detail.
- A dynamic and supportive work environment.
- Opportunities for professional growth and development.
- A competitive salary and benefits package.
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