Compliance Officer

2 months ago


Singapur, Singapore SMBC Group Full time
Compliance and Risk Management Role

To support the day-to-day compliance activities for SMBC Group in the APAC region, focusing on matters that do not require legal advice. This includes supervising assigned offices and monitoring compliance frameworks.

Key Responsibilities:
  • Review and maintain compliance policies and procedures in line with local laws and regulations.
  • Monitor and supervise compliance frameworks in assigned APAC offices.
  • Stay up-to-date with international compliance developments and recommend policy changes as needed.
  • Provide guidance on compliance matters, excluding legal advice.
  • Review presentation materials for compliance with regulatory requirements.
  • Conduct on-the-job training for new employees and assist in compliance training programs.
Requirements:
  • Relevant degree or equivalent, with a law degree being an advantage.
  • Strong knowledge of regulatory requirements and recent developments in banking and finance.
  • Working knowledge of SFA/FAA is a plus.
  • Meticulous, analytical, and problem-solving skills.
  • Hands-on, practical, and balanced approach.
  • Ability to work under pressure.

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