VP, Operations and Surveillance

5 days ago

Singapur, Singapore United Overseas Bank Full time
About the Role

The Compliance function is a strategic partner to the Board and senior management, ensuring the Group continuously fulfils its regulatory obligations in today's dynamic regulatory landscape. As a key member of the team, you will work closely with internal stakeholders to identify and assess regulatory risks, developing practical solutions that integrate regulations into operational requirements.

Key Responsibilities
  • Perform regular review of selected samples of transaction monitoring alerts closed by analysts, to ascertain timely review and appropriate closure of alerts in accordance to procedure.
  • Analyse and draw risk-related insights through periodic trend analysis, TM risk analytic reports, and review of relevant TM metrics, to enable uplift of process and controls of the Transaction Surveillance Unit (TSU).
  • Perform periodic assessment of the transaction monitoring surveillance capabilities, to improve surveillance effectiveness and operational productivity through leveraging smart technologies and tools.
  • Work with relevant stakeholders to implement required enhancements to improve existing processes.
  • Prepare and present reports to highlight findings and recommendations based on outcome of assessment.
  • Conduct sharing to TSU colleagues on insights which were drawn from analysis conducted.
  • Provide support on management of transformation initiatives to uplift the Bank's existing surveillance capabilities and operational effectiveness & efficiency, to ensure successful and timely project deliverables.
  • Provide support to design and perform user acceptance testing to ensure that implemented initiative is performing as per defined requirements.
  • Initiate update to existing procedure to incorporate changes to process due to implemented changes.
  • Conduct training to TSU colleagues on process updates/changes.
  • Monitor effectiveness of implemented changes and follow up on remediation of any identified gaps subsequent to implementation.
Requirements
  • Degree or professional qualification in business or banking/financial services related areas.
  • At least 5 - 7 years' experience in TM/Customer Risk intelligence/investigations related work.
  • Excellent analytical and problem-solving skills.
  • Project management experience is desired.
  • Good knowledge/understanding of banking and financial services laws & regulations, compliance best practices, and understanding of financial products & systems.
  • Strong interpersonal, communication, and presentation skills.

  • VP, Operations

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    VP, Operations & Surveillance (Operations Excellence), Group Compliance Posting Date: 30-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and...

  • Assistant VP, Operations

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    Assistant VP, Operations & Surveillance, Group Compliance Posting Date: 23-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia...

  • Assistant VP, Operations

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    Assistant VP, Operations & Surveillance, Group Compliance Posting Date: 29-May-2023 Location: Raffles Place, Singapore, SG Company: United Overseas Bank Limited About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific,...

  • Surveillance Specialist

    1 day ago

    Singapur, Singapore DBS Bank Full time

    Job Title: Surveillance Specialist - Consumer BankingJob Summary:We are seeking a highly skilled Surveillance Specialist to join our Consumer Banking Group. As a Surveillance Specialist, you will play a critical role in ensuring the highest standards of governance and control across our branches.Key Responsibilities:Conduct surveillance checks at consumer...

  • Trade Surveillance

    4 months ago

    Singapur, Singapore JPMorgan Chase & Co. Full time

    Excellent opportunity to be a part of the Fixed Income - Trade Surveillance team  Job Summary: As an Associate within the APAC surveillance team, you will be reporting to the Surveillance Manager and will be responsible for conducting trade surveillance across various Lines of Business (LOB). The role also offers the candidate excellent opportunities...

  • Surveillance Officer

    6 days ago

    Singapur, Singapore Marina Bay Sands Full time

    Job ScopeMaintain a professional image in all interactions with guests, ensuring a positive experience.Meet guests' requirements and expectations through accurate and timely information exchange.Work collaboratively within a diverse team environment.Information AnalysisEvaluate and analyze data from multiple sources.Respond to situations identified through...

  • Surveillance Officer

    5 months ago

    Singapur, Singapore Marina Bay Sands Full time

    JOB SCOPE Maintain an effective relationship with Guests. Maintain a professional image in all dealings with customers, in person, by telephone/radio, electronically, etc. Meet the customers’ requirements and expectations through the prompt and accurate relaying of information. Work as part of a Team Work within a close working environment,...

  • Trading Surveillance Analyst

    6 days ago

    Singapur, Singapore ENGIE Full time

    About the RoleWe are seeking a highly skilled Trading Surveillance Analyst to join our team at ENGIE Global Energy Management & Sales. As a key member of our Risk Expertise Center, you will play a critical role in designing, developing, and operating trading surveillance solutions to prevent and detect market manipulation.Key ResponsibilitiesDevelop and...

  • Security Surveillance Specialist

    3 weeks ago

    Singapur, Singapore Marina Bay Sands Full time

    POSITION OVERVIEW Foster Positive Interactions with Guests Uphold a professional demeanor in all interactions with clients, whether in person, via telephone/radio, or through electronic communication. Ensure customer satisfaction by promptly and accurately conveying information to meet their needs and expectations. Collaborate Effectively within...

  • Security Surveillance Specialist

    3 weeks ago

    Singapur, Singapore Marina Bay Sands Full time

    POSITION OVERVIEW Foster Positive Interactions with Guests Uphold a professional demeanor in all interactions with patrons, whether in person, via telephone/radio, or through electronic communication. Ensure customer satisfaction by delivering timely and precise information. Collaborate Effectively within a Team Engage in a close-knit working...

  • Trading Surveillance Analyst

    2 weeks ago

    Singapur, Singapore ENGIE Full time

    About the RoleWe are seeking a highly skilled Trading Surveillance Analyst to join our team at ENGIE Global Energy Management & Sales. As a key member of our Risk Expertise Center, you will play a critical role in designing, developing, and operating trading surveillance solutions to prevent and detect market manipulation.Key ResponsibilitiesDevelop and...

  • Security Surveillance Specialist

    3 weeks ago

    Singapur, Singapore Marina Bay Sands Full time

    JOB SCOPE Foster a positive rapport with Guests. Uphold a professional demeanor in all interactions with customers, whether in person, via telephone/radio, or through electronic communication. Fulfill the customers' needs and expectations by delivering information promptly and accurately. Collaborate Effectively within a Team Engage in a...

  • Trading Surveillance Analyst

    3 months ago

    Singapur, Singapore ENGIE Full time

    Trading Surveillance AnalystAbout US (GEMS): ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE’s assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a...

  • Assistant Vice President

    2 weeks ago

    Singapur, Singapore DBS Bank Full time

    About DBS BankDBS Bank is a leading financial institution in Asia, dedicated to helping our customers achieve their financial goals and aspirations. As a market leader in consumer banking, we offer a wide range of products and services, including deposits, investments, insurance, mortgages, credit cards, and personal loans.Job SummaryWe are seeking a highly...

  • Senior Associate

    4 months ago

    Singapur, Singapore DBS Bank Full time

    Business Function As the leading bank in Asia, DBS Consumer Banking Group is in a unique position to help our customers realise their dreams and ambitions. As a market leader in the consumer banking business, DBS has a full spectrum of products and services, including deposits, investments, insurance, mortgages, credit cards and personal loans, to help...

  • First VP/VP, Risk Governance and Advisory, Fraud, Group Wholesale Banking

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    First VP/VP, Risk Governance and Advisory, Fraud, Group Wholesale Banking Posting Date: 11-May-2023 Location: Singapore (City Area), Singapore, Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries...

  • VP, Regulatory Compliance, Group Compliance

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    VP, Regulatory Compliance, Group Compliance Posting Date: 16-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...

  • Assistant VP, Inv

    4 months ago

    Singapur, Singapore United Overseas Bank Full time

    Assistant VP, Inv & Intel - Complex Investigations, Group Compliance Posting Date: 09-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd Review and investigate complex cases arising from the Bank's various Anti-Financial Crime (AFC) surveillance sources / systems / models and liaise with the relevant...

  • Financial Crime Investigator

    6 days ago

    Singapur, Singapore United Overseas Bank Full time

    Job Title: Assistant VP, InvAssistant VP, Inv & Intel - Complex Investigations, Group ComplianceAt United Overseas Bank, we are seeking a highly skilled and experienced professional to join our team as an Assistant VP, Inv & Intel - Complex Investigations, Group Compliance. This role will be responsible for reviewing and investigating complex cases arising...

  • VP Institutional Dealing

    5 days ago

    Singapur, Singapore OCBC Bank Full time

    Job SummaryWe are seeking a highly experienced and skilled VP Institutional Dealing to join our team at OCBC Bank. The successful candidate will be responsible for driving and developing our institution clients' equity dealing and execution business.Key ResponsibilitiesDrive group collaboration, internalizing order flow, and strategic planning to achieve...