Financial Services Advisory, Regulatory Compliance, Associate to Senior Associate

2 months ago

Singapur, Singapore KPMG - Singapore Full time
About the Role

We are seeking a highly skilled Regulatory Compliance Specialist to join our Financial Services team in Singapore. As a key member of our team, you will work closely with our clients to help them navigate the complex regulatory landscape and ensure compliance with relevant laws and regulations.

Key Responsibilities
  • Assist clients in developing and implementing effective regulatory compliance processes and controls, including the development of regulatory policies and procedures.
  • Provide regulatory advisory services to clients, including advising on regulatory definitions and interpretations, performing quality reviews of existing risk processes and controls, and developing relevant regulatory risk processes and controls.
  • Collaborate with clients to identify potential growth opportunities and establish new business lines in Singapore, including reviewing business plans and license applications, reviewing new products or services, defining new target operating models, and redesigning current processes.
  • Develop regulatory governance frameworks, policies, and procedures to enable effective management of regulatory risks for financial institutions.
  • Provide internal audit services to financial institutions.
  • Provide regulatory specialist resources to financial institutions to assist them in special projects, to support short-to-long term regulatory projects.
  • Provide customized training for clients, including senior executives of financial institutions, on banking and capital markets laws and regulations.
  • Work with our Solutions team on ideation and development of regulatory tools to enable our clients to manage their regulatory risks efficiently.
  • Stay up-to-date with technology trends in the financial services industry and bring any learnings to the table to drive the successful adoption of innovative solutions for clients.
  • Support business development initiatives, including the preparation and presentation of proposals.
  • Work with project leads to help manage client stakeholders, project delivery timelines, and delivery quality.
Requirements
  • Excellent academic background, including a Bachelor or Master degree in Accountancy, Banking and Finance, or Law. Professional qualification in CFA/FRM would be a plus.
  • At least 1-2 years of relevant experience in financial institutions, compliance advisory firms, or public accounting firms.
  • Sound understanding of the key operations of a banking institution, capital markets intermediary, and/or payment services provider. An understanding of derivatives and financial instruments is required.
  • Knowledge of Singapore's Banking Act, Securities and Futures Act, Financial Advisers Act, and/or Payment Services Act and the relevant subsidiary legislations and regulatory requirements issued by the Monetary Authority of Singapore.
  • Keen interest in risk and controls, fintech/regtech, as well as the financial services landscape.
  • Ability to work across KPMG and our clients at different levels in the organization and with people from different cultures. KPMG is a globally minded organization.
  • Exceptional analytical, problem-solving, and presentation/report writing skills, combined with a good understanding of business dynamics and commercial value drivers.
  • High proficiency in both verbal and written English is essential. Chinese or other Southeast Asian language skills are an added advantage.

  • Financial Services Advisory, Regulatory Compliance, Associate to Senior Associate

    3 weeks ago

    Singapur, Singapore KPMG - Singapore Full time

    Join Our Team as a Regulatory Compliance ExpertKPMG is a leading professional services firm that is at the heart of the evolving financial services landscape. Our team of experts works with a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and...

  • Financial Services Advisory, Regulatory Compliance, Associate to Senior Associate

    5 months ago

    Singapur, Singapore KPMG - Singapore Full time

    Job DescriptionThe financial services landscape is evolving at an unprecedented pace of change and KPMG is at the heart of this change. At KPMG, you will work across a broad range of financial institutions, including private banks, commercial banks, digital banks, capital markets intermediaries, payment services providers, and fintechs. Our global network of...

  • Accounting Advisory Services Senior Associate

    3 weeks ago

    Singapur, Singapore KPMG - Singapore Full time

    Job Title: Senior Associate Accounting Advisory ServicesAs a Senior Associate in KPMG Singapore's Accounting Advisory (AAS) team, you will work closely with top-tier clients in both the private and public sectors. Your role will involve supporting C-suites on a wide range of finance and accounting matters, including delivering practical advice and...

  • Accounting Advisory Services Senior Associate

    1 month ago

    Singapur, Singapore KPMG - Singapore Full time

    Job Title: Senior Associate Accounting Advisory ServicesAs a Senior Associate in KPMG Singapore's Accounting Advisory (AAS) team, you will work closely with top-tier clients in both the private and public sectors. Your role will involve supporting C-suites on a wide range of finance and accounting matters, including delivering practical advice and...

  • Compliance Associate

    2 weeks ago

    Singapur, Singapore Barings Full time

    At Barings, we value our associates and clients equally. We recognize and reward those who demonstrate personal and professional integrity, effective communication, and expertise in specific strategies. Our ideal candidate will have a strong understanding of international financial markets and regulatory oversight, risk management, and corporate...

  • Senior Associate, Regulatory Compliance Specialist

    2 months ago

    Singapur, Singapore IQ-EQ Full time

    Job OverviewIQ-EQ is seeking a highly skilled Senior Associate to join our Regulatory Compliance team. As a Senior Associate, you will play a key role in managing a portfolio of clients and their respective MAS license application projects.Key ResponsibilitiesManage a portfolio of clients and their respective MAS license application projects, ensuring timely...

  • Senior Consultant in Financial Services

    5 months ago

    Singapur, Singapore Sia Partners Full time

    Job description Our team in Asia is facing an exciting growth, and we are looking for passionate consultants to join our team in Singapore.  Sia Partners Asia is focused on delivering Operational Strategy, Change and Transformation projects for leading banking and finance clients. We are currently looking for a Senior Consultant to join our...

  • Senior Associate, Regulatory Compliance

    5 months ago

    Singapur, Singapore IQ-EQ Full time

    Job DescriptionManage a portfolio of clientsProvide advisory and consultancy services to clientsSubmit and/or review of regulatory filings and notificationsLiaise and correspond with MAS and auditorsPeriodic compliance reporting to senior management or board of directorsProvide or review compliance manualProvide or review compliance...

  • Financial Advisory Associate

    4 weeks ago

    Singapur, Singapore KPMG - Singapore Full time

    Become a Part of Our TeamAre you a finance expert seeking a rewarding role in a vibrant setting? We are looking for an Associate / Assistant Manager to join our Deal Advisory - Transaction Services group in Singapore. As a key member of our cohesive team, you will be instrumental in delivering financial insights that facilitate strategic investment choices...

  • Infrastructure Advisory, Energy

    5 months ago

    Singapur, Singapore KPMG - Singapore Full time

    Job DescriptionWe invite highly motivated and dynamic professionals with relevant experience to join our Infrastructure Advisory, Energy & Utilities, Transport and Mobility practices.KPMG's Infrastructure Advisory team is recognized as one of the leading advisors for infrastructure projects. The team provides advisory services across the lifecycle of...

  • Associate/ Senior Associate, Regulatory Compliance

    6 months ago

    Singapur, Singapore IQ-EQ Full time

    Job Description Manage a portfolio of clients Provide advisory and consultancy services to clients Submit and/or review of regulatory filings and notifications Liaise and correspond with MAS and auditors Periodic compliance reporting to senior management or board of directors Provide or review compliance manual ...

  • Financial Advisory Associate

    4 weeks ago

    Singapur, Singapore KPMG - Singapore Full time

    Become a Part of Our TeamAre you a finance expert seeking a rewarding role in a vibrant setting? We are looking for an Associate / Assistant Manager to join our Deal Advisory - Transaction Services division in Singapore. As a vital member of our cohesive team, you will be instrumental in delivering financial insights that facilitate strategic investment...

  • Investment Advisory Associate

    2 months ago

    Singapur, Singapore Phillip Securities Full time

    Investment Advisory AssociatePhillip Securities is a prominent entity within the PhillipCapital Group, dedicated to guiding individuals and families in their financial investment journeys. Our mission is to provide tailored solutions for wealth accumulation and protection, catering to diverse financial needs. We are on the lookout for motivated individuals...

  • Associate to Senior Associate in Financial Advisory Services

    4 weeks ago

    Singapur, Singapore KPMG - Singapore Full time

    Job OverviewThe financial services landscape is undergoing significant transformation, and KPMG is at the forefront of this evolution. In this role, you will collaborate with a diverse range of financial entities, including private and commercial banks, digital banking platforms, capital market intermediaries, payment service providers, and fintech...

  • Compliance Officer

    2 months ago

    Singapur, Singapore The St. James's Place Wealth Management Group Full time

    Job Title: Senior Compliance OfficerAt The St. James's Place Wealth Management Group, we are seeking a highly skilled Senior Compliance Officer to join our team in Singapore. As a key member of our compliance function, you will play a critical role in ensuring that our business operations are in line with regulatory requirements and industry best...

  • Senior Associate/Director, Compliance

    3 weeks ago

    Singapur, Singapore BALYASNY ASSET MANAGEMENT (SINGAPORE) PTE. LTD. Full time

    Roles & ResponsibilitiesBalyasny Asset Management (BAM) is a global, multi-strategy investment Firm with over $21 billion in assets under management. We are a diversified business, with global breadth and depth. Our Firm has a clear mission: To consistently deliver uncorrelated returns in all market environments. Today, BAM employs more than 160 portfolio...

  • Compliance Associate

    2 months ago

    Singapur, Singapore Barings Full time

    At Barings, we are committed to fostering a culture of integrity and excellence. We recognize the importance of compliance in our business and are seeking a highly skilled and experienced Compliance Associate to join our team.The ideal candidate will have a strong understanding of regulatory requirements and a proven track record of ensuring compliance with...

  • Regulatory Compliance Specialist

    1 month ago

    Singapur, Singapore AIA Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at AIA. As a key member of our compliance function, you will play a critical role in ensuring that our organization meets all relevant regulatory requirements and maintains a strong compliance culture.Key ResponsibilitiesManage compliance with regulatory rules,...

  • Regulatory Compliance Specialist

    3 weeks ago

    Singapur, Singapore AIA Full time

    About the RoleWe are seeking a highly skilled Regulatory Compliance Specialist to join our team at AIA. As a key member of our compliance team, you will be responsible for ensuring that our organization meets all relevant regulatory requirements and maintains a strong culture of compliance.Key ResponsibilitiesManage compliance with regulatory rules, focusing...

  • Financial Services Regulatory Compliance Specialist

    2 months ago

    Singapur, Singapore KPMG - Singapore Full time

    Job Title: Financial Services Regulatory Compliance SpecialistKPMG - Singapore is seeking a highly skilled Financial Services Regulatory Compliance Specialist to join our team. As a key member of our team, you will work closely with our clients to help them navigate the complex regulatory landscape and ensure compliance with relevant laws and...