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Financial Markets Compliance Specialist

2 weeks ago

Singapore Goldman Sachs Group, Inc. Full time

About Our Roles in Compliance Testing Group, Global Compliance

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance.

As an independent control function and part of the firm's second line of defense, we assess the firm's compliance, regulatory and reputational risk; monitor for compliance with new or amended laws, rules and regulations; design and implement controls, policies, procedures and training; conduct independent testing; investigate, surveil and monitor for compliance risks and breaches; and lead the firm's responses to regulatory examinations, audits and inquiries.

Compliance Testing Group is seeking an individual who is a self-starter who exudes energy, curiosity, and enthusiasm to conduct investigative work covering the various firm businesses and divisions.

The principal objective of CTG is to create and execute detailed testing to assess compliance with regulations and firm policies, working closely with Compliance and business management to refine firm processes.

Key Requirements
  • Bachelor's Degree.
  • Broad knowledge of financial products, markets, and laws and regulations in Asia.
  • Excellent written and verbal communication skills, with ability to describe complex issues in a clear and concise manner.
  • Integrity, motivation, intellectual curiosity, and enthusiasm.
  • Knowledge of Microsoft Word and Excel; additional knowledge of Alteryx is useful.

This is an exciting opportunity for an individual who enjoys investigative work and possesses deep knowledge of sales and trading, portfolio management and/or risk management functions across a variety of asset classes.