Senior Compliance Risk Officer

5 days ago

Singapore beBeeCompliance Full time $150,000 - $180,000
Job Description

We are seeking a high caliber professional to fill this key role. This position serves as a senior function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing internal strategies, policies, procedures, processes, and programs to prevent violations of law, rule, or regulation.

About the Role
  • This role is responsible for monitoring compliance risk behaviors, providing day-to-day Compliance advice relating to operations, financial requirements, and guidance on the supported function/business/product and the associated regulatory rules/laws and interpretation on internal policies and procedures.
  • The successful candidate will have expertise of Compliance laws, rules, regulations, risks and typologies, with a strong understanding of Singapore regulatory reporting requirements.
  • The ideal candidate will be a self-starter, flexible, innovative and adaptive, with excellent written, verbal and analytical skills.
Responsibilities

The ideal candidate will perform the following tasks:

  • Designing, developing, delivering and maintaining best-in-class Compliance, programs, policies and practices for ICRM.
  • Serving as a subject matter expert on Citi's Compliance programs, providing expert guidance on function/business/product regulations on a real-time basis to manage Compliance risk.
  • Staying abreast of relevant changes to rules/regulations and other industry news including regulatory findings.
  • Overseeing the monitoring and identification of regulatory developments, including enforcement actions, and new laws, regulations, rules, and interpretations or guidance relating to the supported function/business/product.
  • Analysing and scoping the impact of new and complex regulatory developments across senior function/business/product, including cross-border impact.
  • Advising ICRM and function/business/product management and personnel on regulatory and compliance issues and provide credible challenge.
  • Participating in industry groups and trade association working groups or other forums.
  • Leading initiatives and managing high-impact special project work streams with a results-driven focus to deliver solutions, including coordinating the implementation of new regulatory requirements.
  • Managing strategy and responses to regulatory examinations, reviews and inquiries and internal and external investigations, as well as testing and audit.
  • Designing and lead compliance and control reviews.
  • Partnering with other ICRM teams and global functions, including Legal, Risk, Operations and Technology, and Finance to prevent and detect non-compliance issues and promote a culture of compliance.

  • Senior Risk

    1 week ago

    Singapore Norton Rose Fulbright Full time

    **The Role** The role will be based in Singapore and report to the Head of Risk & Compliance, Asia & Middle East (based in Singapore). The Firm's business acceptance work covers two primary areas: client due diligence and conflicts management. The role will involve work across both of these areas as well as dealing with other ad hoc compliance queries and...

  • Senior Compliance Officer

    2 weeks ago

    Singapore beBeeCompliance Full time $1,500,000 - $2,000,000

    Senior Compliance Officer - Risk ManagementThe primary role of this position is to provide strategic leadership and guidance in the area of compliance risk management. This involves developing and implementing policies, procedures, and processes to prevent violations of laws, rules, and regulations.This includes:Designing and delivering compliance programs...

  • Risk and Compliance Officer

    1 week ago

    Singapore AVALLIS INVESTMENTS PTE. LTD. Full time

    Avallis Investments holds the full CMS license and its core businesses are External Asset Management (EAM), Portfolio Management and Fund Management. Its clients include HNW, UHNW, Accredited Investors and Family Offices. Reporting directly to the Chief Executive Officer and Managing Director, this position focuses on establishing governance, risk and...

  • Senior Manager

    2 weeks ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:03/04/2025 About ORMCAt Office of Risk Management and Compliance, we aim to establish a trusted partnership with our stakeholders and the community to manage risks effectively, transform them into opportunities and build a risk-resilient University. The Senior Manager, reporting to the Chief Risk Officer (CRO), will lead and...

  • Chief Risk

    1 day ago

    Singapore AIA INVESTMENT MANAGEMENT PRIVATE LIMITED Full time

    Join us as Chief Risk & Compliance Officer at AIA Investment Management! This position is accountable for all aspects of financial, investment and operational risk management across the company, facilitates senior management’s understanding of the various types of risks and their inter-relationships; develops and manages the risk management system; seeks...

  • Chief Risk

    1 day ago

    Singapore AIA Full time

    At AIA we’ve started an exciting movement to create a healthier, more sustainable future for everyone. - It’s about finding new ways to not only better people's lives, but to better the communities and environments we live in. And we build on this every day with our ambition to engage one billion people to live Healthier, Longer, Better Lives by 2030._ -...

  • Senior Compliance Officer

    2 weeks ago

    Singapore Metabit Full time

    Senior Compliance Officer / Compliance Manager Senior Compliance Officer / Compliance Manager Design and implement compliance procedures aligned with applicable MAS fund management company regulations for Metabit Asset Management Pte Ltd, its managed funds as well as its beneficial owners (the "Group)Enhance the Group's compliance framework, including...

  • Compliance and Risk Officer

    19 hours ago

    Singapore DIOT-SIACI ASIA PTE. LTD. Full time

    Overview Diot-Siaci Asia is an international insurance broker specialising in advisory and placement of protection solutions to a growing demand in Singapore and Southeast Asia across personal, corporate and speciality lines. Established in Singapore since 2009, Diot-Siaci Asia is a branch of the Diot-Siaci Group, a leading European broker headquartered in...

  • Compliance and Risk Officer

    18 hours ago

    Singapore DIOT-SIACI ASIA PTE. LTD. Full time

    Diot-Siaci Asia is an international insurance broker specialising in advisory and placement of protection solutions to a growing demand in Singapore and Southeast Asia across personal, corporate and speciality lines. Established in Singapore since 2009, Diot-Siaci Asia is a branch of the Diot-Siaci Group, a leading European broker headquartered in France,...

  • Compliance and Risk Officer

    18 hours ago

    Singapore DIOT-SIACI ASIA PTE. LTD. Full time

    Diot-Siaci Asia is an international insurance broker specialising in advisory and placement of protection solutions to a growing demand in Singapore and Southeast Asia across personal, corporate and speciality lines.Established in Singapore since 2009, Diot-Siaci Asia is a branch of the Diot-Siaci Group, a leading European broker headquartered in France,...